George A. Froley

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CRD#: 1554752

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

George Arthur Froley III, who also goes by George A Froley III, George Arthur Froley, was a registered financial professional .

George is a previously registered financial professional and started their career in finance in 1987. George had worked at 7 firms and has passed the Series 63, Series 65 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

George A Froley Iii | George Arthur Froley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MIDWAY-SUNSET INVESTORS LLC - NOT INVESTMENT RELATED - 602 H. STREET BAKERSFIELD, CA 93304 - OIL & GAS PRODUCTION - CO. MANAGING PARTNER - SET OPERATIONS POLICIES - MAY 2005 START DATE - 5-6 HOURS PER WEEK - 2-5 HOURS DURING TRADING / UCLA ANDERSON SCHOOL OF MANAGEMENT - NOT INVESTMENT RELATED - 110 WESTWOOD PLAZA LOS ANGELES, CA 90095-1481 - BUSINESS SCHOOL - BOARD OF VISITORS - BOARD MEMBER - 2006 START DATE - 5 HOURS PER WEEK - 2-5 HOURS DURING TRADING / LAURENCE FINK CENTER FOR FINANCE INVESTMENT - INVESTMENT RELATED - 110 WESTWOOD PLAZA C424 LOS ANGELES, CA 90095 - ADVANCE STUDY OF FINANCE & INVESTMENT - BOARD MEMBER - SUPPORT THE CENTER - 2008 START DATE - 2 HOURS PER WEEK - 1 HOUR DURING TRADING HOURS / UCLA FOUNDATION - INVESTMENT RELATED - 10920 WILSHIRE BLVD. SUITE 900 LOS ANGELES, CA 90024 - SUPPORT UCLA - OVERSEE INVESTMENT ACTIVITIES - 2006 START DATE - 2 HOURS PER WEEK - 1-2 HOURS DURING TRADING HOURS

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 28, 2011 - September 15, 2022

PACIFIC INCOME ADVISERS INC

RIA

CRD#: 104719

SANTA MONICA, CA

Past

September 22, 2010 - September 16, 2011

SYNDICATED CAPITAL, INC.

CRD#: 29037

DIAMOND BAR, CA

Past

April 27, 2009 - March 2, 2010

G.RESEARCH, LLC

CRD#: 7353

RYE, NY

Past

March 23, 2009 - March 2, 2010

GAMCO ASSET MANAGEMENT INC.

RIA

CRD#: 104950

GREENWICH, CT

Past

February 26, 2002 - December 20, 2005

FIRST REPUBLIC SECURITIES COMPANY, LLC

CRD#: 105108

SAN FRANCISCO, CA

Past

July 8, 1997 - February 9, 2009

FROLEY REVY INVESTMENT CO INC.

RIA

CRD#: 110993

LOS ANGELES, CA

Past

May 18, 1987 - February 13, 2002

FROLEY, REVY ASSET TRADERS, INC.

CRD#: 18357

LOS ANGELES, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PACIFIC INCOME ADVISERS INC

PACIFIC INCOME ADVISERS INC | PACIFIC WEALTH ADVISERS

CRD#: 104719 / SEC#: 801-27828

RIA

Registered Investment Advisory firm - (9/4/1986 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/8/2009

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 2/24/1993

Uniform Investment Adviser Law Examination

Principal/Supervisory Exam

Series 24

Date: 10/10/1986

General Securities Principal Examination

Current Firm

PACIFIC INCOME ADVISERS INC

PACIFIC INCOME ADVISERS INC | PACIFIC WEALTH ADVISERS

CRD#: 104719 / SEC#: 801-27828

RIA

Registered Investment Advisory firm - (9/4/1986 Approved)

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Contact information

Main Address

2321 Rosecrans Ave. Suite 1260, El Segundo, CA 90245-4987

Mailing Address

Phone number

(310) 393-1424

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PACIFIC INCOME ADVISERS ADV PART 2A (3/27/2025)

Regulatory assets under management

Total Number of Accounts	2,521
AUM (Assets Under Management)	$ 2,107,440,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

George A. Froley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

SYNDICATED CAPITAL, INC.

G.RESEARCH, LLC

GAMCO ASSET MANAGEMENT INC.

FIRST REPUBLIC SECURITIES COMPANY, LLC

FROLEY REVY INVESTMENT CO INC.

FROLEY, REVY ASSET TRADERS, INC.

Primary Firm SEC Registration

PACIFIC INCOME ADVISERS INC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/8/2009

Series 65

Date: 2/24/1993

Series 24

Date: 10/10/1986

Current Firm

PACIFIC INCOME ADVISERS INC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PACIFIC INCOME ADVISERS INC

TRUST BUT VERIFY

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