Lazaro A. Fernandez Paredes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lazaro Armando Fernandez Paredes, who also goes by Lazaro A Fernandez, Lazaro Armando Fernandezparedes, Lazaro Armando Lachy, was a registered financial professional .
Lazaro is a previously registered financial professional and started their career in finance in 1992. Lazaro had worked at 4 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 29, 2016 - November 1, 2016
NATIONWIDE PLANNING ASSOCIATES INC.
April 19, 2010 - February 17, 2016
SANTANDER SECURITIES LLC
January 31, 2005 - April 8, 2010
SANTANDER SECURITIES LLC
July 1, 2003 - February 8, 2005
WELLS FARGO CLEARING SERVICES, LLC
December 9, 1992 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONWIDE PLANNING ASSOCIATES INC.
CRD#: 31029 / SEC#: , 8-45310
Contact information
FINRA licenses (48 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
