BR
Brian J. Regan
INVESTMENT RESEARCH CORP
PITTSBURGH, PA
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CRD#: 1554007
BR
Professional summary
Brian Joseph Regan, who also goes by Brian J Regan, is a registered financial advisor currently at INVESTMENT RESEARCH CORP located in Pittsburgh, Pennsylvania and WORLD CAPITAL BROKERAGE, INC. located in Pittsborgh, Pennsylvania.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Brian has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brian J Regan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I OWN A RENTAL PROPERTY LOCATED AT 640 SOUTHERN AVE. PITTSBURGH, PA 15211. I SPEND AN AVERAGE OF 2 -3 HOUR A MONTH MANAGING THE PROPERTY. MY DUTIES ARE TO COLLECT RENT, ORGANIZE AND SUPERVISE ANY WORK THAT HAS TO BE DONE AND ONCE AND A WHILE WILL DO SOME MINOR REPAIRS. I HAVE BEEN DOING THIS SINCE 11/15/2000. I ALSO AM LICENSED TO SELL LIFE, ACCIDENT, HEALTH, MEDICARE SUPPLEMENT, DISABILITY AND LONG TERM CARE INSURANCE. THERE IS NO OTHER NAME FOR ME SELLING AND SERVICING INSURANCE AND ANNUITIES. THE BUSINESS IS INVESTMENT RELATED IN THAT I DO SELL VARIABLE LIFE INSURANCE AND VARIABLE ANNUITY PRODUCTS. I OPERATE OUT OF MY OFFICE AT 240 MERION DRIVE, PITTSBURGH, PA 15228-2349 AS THE SELF EMPLOYED, SOLE PROPRIETOR. I HAVE ENGAGED IN THE SELLING AND SERVICING OF INSURANCE AND ANNUITIES SINCE BECOMING AND AGENT/REGISTERED REPRESENTATIVE IN 1986. IT IS SAFE TO SAY THAT I SPEND ABOUT 80 HOURS A MONTH, 4 HOURS PER DAY (DURING SECURITIES TRADING HOURS) TALKING ON THE PHONE OR MEETING WITH CLIENTS AND PROSPECTS TO PERFORM THE DUTIES OF SELLING AND SERVICING INSURANCE AND ANNUITIES. I am also in another investment related business selling fee based investment products through Investment Research Corp. (IRC). I conduct business as Brian J. Regan, Investment Advisor Representative. My place of business is 240 Merion Drive, Pittsburgh, PA 15228. I've been doing this since July 2010. I spend about 4 hours a month, approximately 1 hour per week during trading hours selling and servicing fee based products like the Pershing Avail Fee Based Brokkerage Account.
CRS (Client Relationship Summary) - RIA
Click below to view Brian Joseph Regan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 22, 2010 - Present
INVESTMENT RESEARCH CORP
RIA
CRD#: 108208
PITTSBURGH, PA
Current
July 9, 2008 - Present
WORLD CAPITAL BROKERAGE, INC.
BD
CRD#: 37
PITTSBORGH, PA
Past
July 11, 2008 - July 23, 2010
WORLD CAPITAL ADVISORS, LLC
RIA
CRD#: 135941
PITTSBURGH, PA
Past
November 19, 2007 - July 3, 2008
1717 CAPITAL MANAGEMENT COMPANY
RIA
CRD#: 4082
PITTSBURGH, PA
Past
March 4, 2003 - July 3, 2008
1717 CAPITAL MANAGEMENT COMPANY
BD
CRD#: 4082
PITTSBURGH, PA
Past
August 22, 2002 - March 11, 2003
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
PITTSBURGH, PA
Past
September 15, 1986 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
September 15, 1986 - March 11, 2003
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IR
INVESTMENT RESEARCH CORP
INVESTMENT RESEARCH CORP | WORLD CAPITAL BROKERAGE ADVISORY SERVICES
CRD#: 108208 / SEC#: 801-8599
RIA
Registered Investment Advisory firm - (4/26/1972 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(10/20/2014)
RR
Maryland(3/30/2011)
RR
Massachusetts(4/22/2010)
RR
Minnesota(7/9/2008)
RR
Ohio(7/9/2008)
RR
Pennsylvania(7/9/2008)
IAR
Pennsylvania(7/22/2010)
RR
South Carolina(3/11/2021)
RR
Texas(10/6/2023)
RR
Virginia(3/5/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
IR
INVESTMENT RESEARCH CORP
INVESTMENT RESEARCH CORP | WORLD CAPITAL BROKERAGE ADVISORY SERVICES
CRD#: 108208 / SEC#: 801-8599
RIA
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Contact information
Main Address
1636 North Logan Street, Denver, CO 80203
Mailing Address
Phone number
(303) 626-0634
Established
Firm type
Fiscal year end
# of Employees
17
SEC notice filing (28 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 177 |
| AUM (Assets Under Management) | $ 63,421,004 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
