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Douglas Dean Skinner

CRD# 1553755·Registered 1986 - 2001
Previously Registered: Being a previously registered professional could mean that Douglas is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Douglas Dean Skinner was a registered financial advisor. Douglas was a previously registered financial professional and started their career in finance 1986 - 2001. Douglas had worked at 12 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

INVESTACORP, INC.·CRD# 7684
BD
Miami, FL
March 16, 2001 - May 10, 2001
A. G. EDWARDS & SONS, INC.·CRD# 4
BD
St. Louis, MO
October 4, 1999 - March 27, 2001
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
BD
Chicago, IL
May 4, 1999 - October 13, 1999
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
November 7, 1997 - April 8, 1999
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
May 21, 1996 - November 6, 1997
HORNOR, TOWNSEND & KENT, LLC·CRD# 4031
BD
Conshohocken, PA
April 4, 1996 - May 28, 1996
NEW ENGLAND SECURITIES·CRD# 615
BD
New York, NY
July 5, 1994 - November 29, 1994
MSI FINANCIAL SERVICES, INC.·CRD# 14251
BD
Springfield, MA
April 22, 1993 - October 19, 1993
METROPOLITAN LIFE INSURANCE COMPANY·CRD# 4095
BD
New York, NY
April 21, 1993 - October 19, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA·CRD# 680
BD
Newark, NJ
January 22, 1990 - February 17, 1993
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Newark, NJ
January 22, 1990 - February 17, 1993
SIGNATOR INVESTORS, INC.·CRD# 468
BD
September 12, 1986 - December 19, 1988

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Current Firm

II
INVESTACORP, INC.

ARCHER, ZWIGARD & ASSOCIATES-THE INVESTACORP GROUP, INC. | INVESTACORP, INC.

CRD#: 7684 / SEC#: 8-22598
BD
Terminated by SEC on 09/29/2020

Contact Information

Established

Florida since 01/26/1978

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
ADVISOR GROUP HOLDINGS, INC.SHAREHOLDER—
ARNEAUD, MARCUS ANTHONYCHIEF COMPLIANCE OFFICER2858859
BLANCATO, PHILIP SALVATOREDIRECTOR2122221
CHANDER, RANAEXECUTIVE VICE PRESIDENT, CIO4853245
DUDAS, STEPHEN STANLEYCFO4820047
FARRELL, PATRICK CHRISTOPHERDIRECTOR,PRESIDENT, CEO1454441
GIOVANNIELLO, JOSEPH JRDIRECTOR, ASSISTANT SECRETARY3086071
MCKENNA, NINASECRETARY6302448
PRICE, JAMES DALECHAIRMAN1243224
SCHLUETER, MATTHEW ADAMEXECUTIVE VICE PRESIDENT, DIRECTOR2627931
TARENTINO, MELISSAGENERAL COUNSEL4470836

Disclosures

Regulatory Event

5

Arbitration

3

Bond

2

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jun 1996About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1986About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed May 1996About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Sep 1986About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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