Douglas D. Skinner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas Dean Skinner was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 1986. Douglas had worked at 12 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 16, 2001 - May 10, 2001
INVESTACORP, INC.
October 4, 1999 - March 27, 2001
A. G. EDWARDS & SONS, INC.
May 4, 1999 - October 13, 1999
CHASE INVESTMENT SERVICES CORP.
November 7, 1997 - April 8, 1999
MORGAN STANLEY DW INC.
May 21, 1996 - November 6, 1997
PRUDENTIAL EQUITY GROUP, LLC
April 4, 1996 - May 28, 1996
HORNOR, TOWNSEND & KENT, LLC
July 5, 1994 - November 29, 1994
NEW ENGLAND SECURITIES
April 22, 1993 - October 19, 1993
MSI FINANCIAL SERVICES, INC.
April 21, 1993 - October 19, 1993
METROPOLITAN LIFE INSURANCE COMPANY
January 22, 1990 - February 17, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
January 22, 1990 - February 17, 1993
PRUCO SECURITIES, LLC.
September 12, 1986 - December 19, 1988
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVESTACORP, INC.
CRD#: 7684 / SEC#: , 8-22598
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ADVISOR GROUP HOLDINGS, INC. | SHAREHOLDER | |
| ARNEAUD, MARCUS ANTHONY | CHIEF COMPLIANCE OFFICER | 2858859 |
| BLANCATO, PHILIP SALVATORE | DIRECTOR | 2122221 |
| CHANDER, RANA | EXECUTIVE VICE PRESIDENT, CIO | 4853245 |
| DUDAS, STEPHEN STANLEY | CFO | 4820047 |
| FARRELL, PATRICK CHRISTOPHER | DIRECTOR,PRESIDENT, CEO | 1454441 |
| GIOVANNIELLO, JOSEPH JR | DIRECTOR, ASSISTANT SECRETARY | 3086071 |
| MCKENNA, NINA | SECRETARY | 6302448 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EXECUTIVE VICE PRESIDENT, DIRECTOR | 2627931 |
| TARENTINO, MELISSA | GENERAL COUNSEL | 4470836 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 3 |
| Bond | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
