Michael E. Shonstrom
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Edward Shonstrom, who also goes by Mike Shonstrom, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1986. Michael had worked at 5 firms and has passed the Series 63, Series 87, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 17, 2009 - August 15, 2013
GVC CAPITAL LLC
May 10, 2005 - June 12, 2008
EMERGING GROWTH EQUITIES, LTD.
July 13, 1994 - June 12, 2000
NTB FINANCIAL CORPORATION
September 14, 1988 - July 6, 1994
C. L. KING & ASSOCIATES, INC.
September 24, 1986 - August 15, 1988
GLEACHER & COMPANY SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GVC CAPITAL LLC
CRD#: 38923 / SEC#: , 8-48465
Contact information
FINRA licenses (41 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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