Richard B. Renner
Professional summary
Richard Beck Renner, who also goes by Rick Renner, is a registered financial advisor currently at ANCORA PRIVATE WEALTH ADVISORS, LLC located in Cleveland, Ohio and INVERNESS SECURITIES, LLC located in Cleveland, Ohio.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Richard has worked at 6 firms and has passed the Series 65, Series 63, Series 99TO, Series 62, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Richard Beck Renner's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 4, 2003 - Present
ANCORA PRIVATE WEALTH ADVISORS, LLC
Office #1: 6060 Parkland Blvd Suite 200, Cleveland, OH 44124April 12, 2004 - Present
INVERNESS SECURITIES, LLC
Office #1: 6060 Parkland Blvd Suite 200, Cleveland, OH 44124Office #2: 6060 Parkland Blvd Ste 200, Cleveland, OH 44124January 14, 2003 - April 19, 2004
AMERICA NORTHCOAST SECURITIES, INC.
January 14, 2002 - December 12, 2002
WELLS FARGO CLEARING SERVICES, LLC
September 4, 1990 - December 12, 2002
WELLS FARGO CLEARING SERVICES, LLC
January 3, 1989 - September 4, 1990
PRESCOTT, BALL & TURBEN, INC.
November 13, 1986 - January 10, 1989
ALEX. BROWN & SONS INCORPORATED
Primary Firm SEC Registration
ANCORA PRIVATE WEALTH ADVISORS, LLC
CRD#: 124845 / SEC#: 801-61942
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/6/2004)
(6/4/2004)
(6/2/2004)
(11/12/2019)
(7/2/2007)
(5/21/2004)
(6/2/2004)
(2/4/2003)
(4/20/2004)
(5/27/2004)
(9/6/2011)
(8/10/2007)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
ANCORA PRIVATE WEALTH ADVISORS, LLC
CRD#: 124845 / SEC#: 801-61942
Contact information
SEC notice filing (19 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,083 |
| AUM (Assets Under Management) | $ 3,213,280,712 |
Red Flags
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