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AB

Allen Bronton

AIF®
REDHAWK WEALTH ADVISORS
PONTE VEDRA, FL
·CRD# 1552976·40 years registered

Professional Summary

Allen Bronton, AIF®, who also goes by Allen Nicholi Bronton, is a registered financial advisor currently at REDHAWK WEALTH ADVISORS, INC. located in Ponte Vedra, Florida. Allen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Allen has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 27 and Series 24 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Allen Nicholi Bronton

Blog Corner

More Resources

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

AIF®
Accredited Investment Fiduciary

Years of Experience

40 years registered in the securities industry

Current & Past Employments

Current

REDHAWK WEALTH ADVISORS, INC.Current·CRD# 146616
RIA
90 Fort Wade Road, Ponte Vedra, FL 32081
January 14, 2025 - Present

Past

INDEPENDENT FINANCIAL PARTNERSPast·CRD# 125112
RIA
Ponte Vedra, FL
March 19, 2024 - January 6, 2025
CLEAR FINANCIAL STRATEGIES, LLCPast·CRD# 284859
RIA
Schaumburg, IL
November 16, 2016 - December 31, 2023
CLEAR FINANCIAL STRATEGIES, LTD.Past·CRD# 153608
RIA
Hoffman Estates, IL
May 21, 2010 - December 31, 2016
LEIGH BALDWIN & CO., LLCPast·CRD# 38751
BD
Crystal Lake, IL
September 19, 2013 - December 27, 2016
CETERA ADVISORS LLCPast·CRD# 10299
BD
Crystal Lake, IL
March 18, 2011 - September 17, 2013
CETERA ADVISORS LLCPast·CRD# 10299
RIA
Crystal Lake, IL
March 12, 2012 - September 12, 2012
CETERA ADVISORS LLCPast·CRD# 10299
RIA
Crystal Lake, IL
March 21, 2011 - July 19, 2011
CAMBRIDGE INVESTMENT RESEARCH, INC.Past·CRD# 39543
BD
Crystal Lake, IL
May 19, 2006 - April 4, 2011
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Past·CRD# 134139
RIA
Crystal Lake, IL
May 19, 2006 - December 13, 2010
CETERA WEALTH SERVICES, LLCPast·CRD# 13572
RIA
Crystal Lake, IL
February 1, 1998 - May 19, 2006
CETERA WEALTH SERVICES, LLCPast·CRD# 13572
BD
Crystal Lake, IL
October 17, 1991 - May 19, 2006
OLD NAPLES SECURITIES, INC.Past·CRD# 17502
BD
Naples, FL
January 5, 1987 - October 9, 1991
BLINDER, ROBINSON & CO., INC.Past·CRD# 5096
BD
September 30, 1986 - December 23, 1986
MICHELIN AND COMPANY, INC.Past·CRD# 14447
BD
August 21, 1986 - August 27, 1986

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Current Firm

RW
REDHAWK WEALTH ADVISORS, INC.

ACE TAX & FINANCIAL | WEST END WEALTH MANAGEMENT | WEALTH STRONG LIFE SOLUTIONS | VALLEY MARKETING AND CONSULTING | TOP RANK ADVISORS LLC | THOMPSON WEALTH MANAGEMENT | THE WITTMAN GROUP, INC. | THE FINANCIAL LEGACY GROUP | TCG PROSPERITY | TAN FINANCIAL SOLUTIONS | SYNCHRONIZED WEALTH STRATEGIES LLC | SUN CITY FINANCIAL | STROM FINANCIAL | SIS SERVICES | SFG TAX ADVISORS, LLC | SCOTT GREENAMEYER WEALTH ADVISOR | SCF WEALTH, LLC | RETIREMENT VISIONS | REDHAWK WEALTH ADVISORS, INC. | REDHAWK WEALTH ADVISORS (NO DBA NAME) | RAY HODGES FINANCIAL GROUP | PLAN WISE | PATTEN FINANCIAL GROUP, LLC | PANICHI BLAIR WEALTH ADVISORS | ORIGIN FINANCIAL GROUP LLC | NUVO WEALTH | LOWRY FINANCIAL ADVISORS, INC. | LIVING BENEFITS, LLC | LANGE FINANCIAL ADVISORS, INC. | KINGDOM CALLING | KEEP YOUR WEALTH LLC | K & A WEALTH ADVISORS | JAMES C NEATHERY & ASSOCIATES | INTEGRITY FINANCIAL SERVICES, LLC | ILUMA FINANCIAL PARTNERS | GREENE FINANCIAL SERVICES, INC. | FOCUSED FINANCIAL SOLUTIONS | FIRSTFRUITS ASSET MANAGEMENT | FINANCIAL STRATEGIES GROUP | FINANCIAL INDEPENDENCE TEAM, LLC | FINANCIAL FITNESS GROUP, LLC | ET INVESTMENTS INC. | EQUITY FINANCIAL GROUP | ELLEMAN INVESTMENT MANAGEMENT | DI FIDUCIA LLC | DGL CAPITAL | CRITERIUM FINANCIAL ADVISORS, LTD. | COX AND COMPANY, LLC | CLEAR FINANCIAL STRATEGIES, LLC | CHAMBERLAIN ADVISORY GROUP, INC | CHADWICK FINANCIAL SERVICES | ATLAS WEALTH MANAGEMENT | ASPEN CREEK CAPITAL MANAGEMENT LLC | ANNUITY BENEFITS COUNSELORS, INC. | ALPINE INVESTMENT MANAGEMENT | ALLIANCE FINANCIAL GROUP | ALINK CAPTIVE INSURANCE SERVICES | ALINK CAPITAL PRESERVATION AND RISK MANAGEMENT, LLC | ACE TAX & FINANCIAL, INC.

CRD#: 146616 / SEC#: 801-68902
RIA
Registered Investment Advisory firm - SEC (3/6/2008 Approved)
Rhode Island
Registered Investment Advisory firm - Rhode Island (2/10/2016 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

8500 Normandale Lake Blvd Suite 960, Minneapolis, MN 55437

Phone Number

(952) 835-4295

# of Employees

55

SEC notice filing (48 States and Territories)

Registered to provide investment advisory services in 48 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

2A BROCHURE (4/30/2026)

Regulatory Assets Under Management

Total Number of Accounts

6,639

AUM (Assets Under Management)

$1,456,218,697

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Wealth Preservers, LLC - investment related - 90 Fort Wade Rd, Ste 100#1000, Ponte Vedra, FL 32081 - Fixed Insurance Agency for Life, Health, Annuities, Etc - owner - start date 4/11/2016 - 8 hours/month - 8 hours/month during trading - Design risk management solutions for the needs of our clients.
(2) Clear Financial Strategies, LLC - not investment related - DBA - 90 Fort Wade Rd, Ste 100, Ponte Vedra, FL 32081 - Owner - start date 1/1/2024 - 120 hours/month - 120 hours/month during trading - Maintain books & records of branch office, service client list and market to obtain new clients.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RW
REDHAWK WEALTH ADVISORS, INC.

ACE TAX & FINANCIAL | WEST END WEALTH MANAGEMENT | WEALTH STRONG LIFE SOLUTIONS | VALLEY MARKETING AND CONSULTING | TOP RANK ADVISORS LLC | THOMPSON WEALTH MANAGEMENT | THE WITTMAN GROUP, INC. | THE FINANCIAL LEGACY GROUP | TCG PROSPERITY | TAN FINANCIAL SOLUTIONS | SYNCHRONIZED WEALTH STRATEGIES LLC | SUN CITY FINANCIAL | STROM FINANCIAL | SIS SERVICES | SFG TAX ADVISORS, LLC | SCOTT GREENAMEYER WEALTH ADVISOR | SCF WEALTH, LLC | RETIREMENT VISIONS | REDHAWK WEALTH ADVISORS, INC. | REDHAWK WEALTH ADVISORS (NO DBA NAME) | RAY HODGES FINANCIAL GROUP | PLAN WISE | PATTEN FINANCIAL GROUP, LLC | PANICHI BLAIR WEALTH ADVISORS | ORIGIN FINANCIAL GROUP LLC | NUVO WEALTH | LOWRY FINANCIAL ADVISORS, INC. | LIVING BENEFITS, LLC | LANGE FINANCIAL ADVISORS, INC. | KINGDOM CALLING | KEEP YOUR WEALTH LLC | K & A WEALTH ADVISORS | JAMES C NEATHERY & ASSOCIATES | INTEGRITY FINANCIAL SERVICES, LLC | ILUMA FINANCIAL PARTNERS | GREENE FINANCIAL SERVICES, INC. | FOCUSED FINANCIAL SOLUTIONS | FIRSTFRUITS ASSET MANAGEMENT | FINANCIAL STRATEGIES GROUP | FINANCIAL INDEPENDENCE TEAM, LLC | FINANCIAL FITNESS GROUP, LLC | ET INVESTMENTS INC. | EQUITY FINANCIAL GROUP | ELLEMAN INVESTMENT MANAGEMENT | DI FIDUCIA LLC | DGL CAPITAL | CRITERIUM FINANCIAL ADVISORS, LTD. | COX AND COMPANY, LLC | CLEAR FINANCIAL STRATEGIES, LLC | CHAMBERLAIN ADVISORY GROUP, INC | CHADWICK FINANCIAL SERVICES | ATLAS WEALTH MANAGEMENT | ASPEN CREEK CAPITAL MANAGEMENT LLC | ANNUITY BENEFITS COUNSELORS, INC. | ALPINE INVESTMENT MANAGEMENT | ALLIANCE FINANCIAL GROUP | ALINK CAPTIVE INSURANCE SERVICES | ALINK CAPITAL PRESERVATION AND RISK MANAGEMENT, LLC | ACE TAX & FINANCIAL, INC.

CRD#: 146616 / SEC#: 801-68902
RIA
Registered Investment Advisory firm - SEC (3/6/2008 Approved)
Rhode Island
Registered Investment Advisory firm - Rhode Island (2/10/2016 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Florida
(1/14/2025)
IAR
Texas
(8/29/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jan 1998About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1986About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Dec 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 1986About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Oct 1988About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Jan 1987About the Series 24 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Allen Bronton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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