Robert H. Edelman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert H Edelman was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1988. Robert had worked at 3 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 28, 1995 - January 19, 2026
EDELMAN & CO., LTD.
September 4, 1990 - December 6, 1994
WELLS FARGO CLEARING SERVICES, LLC
March 22, 1988 - September 4, 1990
BLUNT ELLIS & LOEWI INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
EDELMAN & CO., LTD.
CRD#: 38840 / SEC#: , 8-48431
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EDELMAN, ROBERT H | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 1552554 |
Red Flags
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