Jay M. Rabinowitz
Professional summary
Jay M Rabinowitz is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Jay is registered as a RR (Registered Representative) and started their career in finance in 1986. Jay has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jay M Rabinowitz's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 24, 2019 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901December 8, 2011 - July 11, 2019
UBS FINANCIAL SERVICES INC.
November 29, 2006 - October 14, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 13, 1986 - October 14, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
(4/15/2022)
(7/24/2019)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
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