Michael Yehuda Rice
Professional Summary
Michael Yehuda Rice, who also goes by Michael Rice, Mikel M Rice, Mo Rice, Moe Rice, Moshe Yehuda Rice, Yehuda Moshe Rice, is a registered financial advisor currently at LIFESCI CAPITAL located in Boston, Massachusetts. Michael is registered as a RR (Registered Representative) and started their career in finance in 1987. Michael has worked at 15 firms and has passed the Series 63, Series 66, SIE, Series 79, Series 3, Series 7 and Series 24...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Michael Yehuda Rice, Michael Rice, Mikel M Rice, Mo Rice, Moe Rice, Moshe Yehuda Rice, Yehuda Moshe Rice
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
39 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
LIFESCI CAPITAL | LIFESCI CAPITAL, LLC
Contact Information
Main Address
1700 Broadway 40th Floor, New York, NY 10019Mailing Address
1700 Broadway 40th Floor, New York, NY 10019Phone Number
(646) 597-6987Established
New York since 03/14/2013Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MCDONALD, ANDREW IAN | CHIEF EXECUTIVE OFFICER & OWNER | 4853168 |
| RICE, MICHAEL YEHUDA | PRESIDENT & OWNER | 1551556 |
| BENDER, STEVEN CHRISTOPHER | CFO/ FINOP | 2650187 |
| EVERTTS, ADAM GERALD | DOR - DIRECTOR OF RESERACH | 6240428 |
| KARMIOL, MICHAEL BRETT | HEAD OF CAPITAL MARKETS | 4264477 |
| VISCO, GLENN | CHIEF COMPLIANCE OFFICER | 2407619 |
Disclosures
Regulatory Event
1Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(6/27/2014)
(7/15/2014)
(1/2/2015)
(2/18/2015)
(7/31/2014)
(11/18/2014)
(3/18/2015)
(3/18/2015)
(8/20/2015)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed Apr 2014About the Series 79 examSRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Michael Yehuda Rice's CRS (Customer Relationship Summary).
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