Pamela L. Saunders
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Pamela Lyne Saunders, who also goes by Pamela Lyne Saunders Ms, was a registered financial professional .
Pamela is a previously registered financial professional and started their career in finance in 2004. Pamela had worked at 4 firms and has passed the Series 66, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 8, 2014 - May 14, 2021
ATHENAINVEST ADVISORS LLC
August 13, 2013 - April 15, 2014
CAPITAL SYNERGY PARTNERS
June 25, 2013 - April 15, 2014
CAPITAL SYNERGY PARTNERS
December 10, 2010 - July 22, 2011
FIRST COMMAND BROKERAGE SERVICES, INC.
September 10, 2010 - July 22, 2011
FIRST COMMAND BROKERAGE SERVICES, INC.
April 7, 2004 - September 11, 2008
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
ATHENAINVEST ADVISORS LLC
CRD#: 146224 / SEC#: 801-69258
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ATHENAINVEST ADVISORS LLC
CRD#: 146224 / SEC#: 801-69258
Contact information
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,253 |
| AUM (Assets Under Management) | $ 80,444,155 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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