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MK

Michael D. Kiley

KILEY PARTNERS
HENDERSON, NV
Some features on this profile are disabled
CRD#: 1550462
MK

Professional summary


Michael Douglas Kiley is a registered financial professional currently at KILEY PARTNERS, INC. located in Henderson, Nevada.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1986. Michael has worked at 7 firms and has passed the Series 66, Series 65, Series 63, Series 52TO, Series 99TO, Series 79TO, SIE, Series 7, Series 14, Series 28, Series 53, Series 27 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Michael Douglas Kiley's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 19, 1995 - Present

KILEY PARTNERS, INC.

Office #2: 16 Bel Giorno Court, Henderson, NV 89011
BD
CRD#: 37814
HENDERSON, NV
Past

February 25, 2016 - January 25, 2017

KILEY PARTNERS, INC.

RIA
CRD#: 37814
HENDERSON, NV
Past

May 8, 2009 - May 3, 2016

KILEY INVESTMENT MANAGEMENT, INC.

RIA
CRD#: 147024
HENDERSON, NV
Past

October 20, 1997 - October 13, 2000

LM CAPITAL SECURITIES, INC.

BD
CRD#: 30595
WEST PALM BEACH, FL
Past

July 23, 1993 - December 19, 1994

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

November 12, 1992 - July 30, 1993

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

July 25, 1989 - November 18, 1992

CLAYTON BROWN & ASSOCIATES, INC.

BD
CRD#: 3664
CHICAGO, IL
Past

September 10, 1986 - July 13, 1989

BMO CAPITAL MARKETS GKST INC.

BD
CRD#: 8352
MINNEAPOLIS, MN

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(5/19/1995)
RR
Nevada
(1/11/2013)
RR
Tennessee
(3/5/1998)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 12/18/2008
Uniform Combined State Law Examination
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 28
Date: 1/2/2023
Introducing Broker/Dealer Financial Operations Principal Examination
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


KP
KILEY PARTNERS, INC.
KILEY CAPITAL, INC. | KILEY, BLOEMERS, INC. | KILEY PARTNERS, INC.

CRD#: 37814 / SEC#: , 8-48050

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information


Main Address
16 Bel Giorno Court, Henderson, NV 89011
Mailing Address
35 E Horizon Ridge Pkwy Ste 110, Box 3039, Henderson, NV 89002
Phone number
(561) 758-3039
Established
Illinois since 12/09/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)


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Documents


Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers


NamePositionCRD#
KILEY, MICHAEL DOUGLASC.E.O., FINOP, CCO, COO1550462

Disclosures


Regulatory Event4

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


KILEY PARTNERS, INC.

CRD#: 37814Henderson, NV

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