Michael D. Kiley
Professional summary
Michael Douglas Kiley is a registered financial professional currently at KILEY PARTNERS, INC. located in Henderson, Nevada.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1986. Michael has worked at 7 firms and has passed the Series 66, Series 65, Series 63, Series 52TO, Series 99TO, Series 79TO, SIE, Series 7, Series 14, Series 28, Series 53, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Douglas Kiley's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 19, 1995 - Present
KILEY PARTNERS, INC.
Office #2: 16 Bel Giorno Court, Henderson, NV 89011February 25, 2016 - January 25, 2017
KILEY PARTNERS, INC.
May 8, 2009 - May 3, 2016
KILEY INVESTMENT MANAGEMENT, INC.
October 20, 1997 - October 13, 2000
LM CAPITAL SECURITIES, INC.
July 23, 1993 - December 19, 1994
J.P. MORGAN SECURITIES LLC
November 12, 1992 - July 30, 1993
LEHMAN BROTHERS INC.
July 25, 1989 - November 18, 1992
CLAYTON BROWN & ASSOCIATES, INC.
September 10, 1986 - July 13, 1989
BMO CAPITAL MARKETS GKST INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/19/1995)
(1/11/2013)
(3/5/1998)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 28
Date: 1/2/2023
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
KILEY PARTNERS, INC.
CRD#: 37814 / SEC#: , 8-48050
Contact information
FINRA licenses (4 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KILEY, MICHAEL DOUGLAS | C.E.O., FINOP, CCO, COO | 1550462 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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