William L. Hensen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Leo Hensen, who also goes by Bill Leo Hensen, William L Hensen, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1986. William had worked at 12 firms and has passed the Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 20, 2012 - December 31, 2013
THE O.N. EQUITY SALES COMPANY
June 19, 2008 - March 14, 2012
SECURITIES MANAGEMENT & RESEARCH, INC.
March 7, 2008 - May 14, 2008
FARMERS FINANCIAL SOLUTIONS, LLC
July 31, 2006 - January 4, 2008
VARIABLE INVESTMENT ASSOCIATES, INC.
June 30, 2003 - August 9, 2004
WORLD GROUP SECURITIES, INC.
June 4, 2002 - July 1, 2003
OSAIC WEALTH, INC.
September 30, 1999 - May 16, 2002
LOCUST STREET SECURITIES, INC.
May 12, 1994 - September 30, 1999
OSAIC WEALTH, INC.
November 19, 1993 - May 18, 1994
CETERA ADVISORS LLC
September 2, 1992 - December 3, 1993
IDS LIFE INSURANCE COMPANY
September 2, 1992 - December 3, 1993
AMERIPRISE FINANCIAL SERVICES, LLC
February 22, 1989 - September 16, 1992
BERKSHIRE EQUITY SALES, INC.
October 7, 1986 - December 21, 1988
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE O.N. EQUITY SALES COMPANY
CRD#: 2936 / SEC#: , 8-14161
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
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