Phillip W. Parker

QUINCY WELLS ADVISORS

Allen, TX

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CRD#: 1549861

Professional summary

Phillip Wade Parker, who also goes by Phil Parker, is a registered financial advisor currently at QUINCY WELLS ADVISORS, LLC located in Allen, Texas and GREAT POINT CAPITAL LLC located in Allen, Texas.

Phillip is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Phillip has worked at 12 firms and has passed the Series 65, Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Phil Parker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Phil Parker has an insurance practice under the name Parker Wealth Management that focuses on fixed annuity, life insurance, and long term care. The address is 825 Watters Creek Blvd, Suite 250 #0906, Allen TX 75013. The start date for this business is December 12, 1995. He spends 2 to 4 hours per month during normal trading hours and 2 to 4 hours after trading hours on average per month. This business is not securities related. Phil Parker is a US Coast Guard licensed captain and is owner of Capricious Adventurer, LLC since March 27 2017. The address is 825 Watters Creek Blvd, Suite 250 #0906 Allen TX 75013 The business is for owning and managing boat charter business. Currently the business is inactive and reactivation date is undetermined. Currently no hours spent during normal trading hours and less than 2 hours per month after trading hours. This is not investment related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Phillip Wade Parker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 27, 2023 - Present

QUINCY WELLS ADVISORS, LLC

RIA

CRD#: 307477

Allen, TX

Current

June 27, 2023 - Present

GREAT POINT CAPITAL LLC

Office #1: 825 Watters Creek Blvd. Suite 250 #0906, Allen, TX 75013

CRD#: 114203

Allen, TX

Past

January 28, 2009 - June 27, 2023

TITAN SECURITIES

RIA

CRD#: 131392

Allen, TX

Past

January 28, 2009 - June 27, 2023

TITAN SECURITIES

CRD#: 131392

OCALA, FL

Past

December 16, 2005 - January 22, 2009

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

THE COLONY, TX

Past

December 16, 2005 - January 22, 2009

SECURITIES AMERICA, INC.

CRD#: 10205

THE COLONY, TX

Past

November 7, 1996 - December 31, 2005

TOWER SQUARE SECURITIES, INC.

RIA

CRD#: 833

THE COLONY, TX

Past

November 7, 1996 - December 31, 2005

TOWER SQUARE SECURITIES, INC.

CRD#: 833

THE COLONY, TX

Past

September 19, 1994 - October 30, 1996

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

April 23, 1991 - October 14, 1994

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

June 26, 1990 - April 3, 1991

TEXAS COMMERCE EQUITIES, INC.

CRD#: 18396

Past

June 28, 1989 - January 4, 1990

EDWARD JONES

CRD#: 250

Past

March 23, 1989 - July 11, 1989

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Past

January 22, 1988 - August 9, 1988

WALNUT STREET SECURITIES, INC.

CRD#: 15840

Past

August 19, 1986 - January 4, 1990

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

QUINCY WELLS ADVISORS, LLC

GREAT POINT ADVISORS, LLC | QUINCY WELLS ADVISORS, LLC

CRD#: 307477 / SEC#: 801-118231

RIA

Registered Investment Advisory firm - (3/16/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Nevada
(6/27/2023)

North Carolina
(6/27/2023)

South Carolina
(6/27/2023)

Texas
(6/27/2023)

IAR

Texas
(6/27/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/6/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/15/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/16/1986

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/25/1992

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

QUINCY WELLS ADVISORS, LLC

GREAT POINT ADVISORS, LLC | QUINCY WELLS ADVISORS, LLC

CRD#: 307477 / SEC#: 801-118231

RIA

Registered Investment Advisory firm - (3/16/2020 Approved)

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Contact information

Main Address

200 W. Jackson Blvd. #1000, Chicago, IL 60606

Mailing Address

9000 Keystone Crossing 7th Floor, Indianapoli, IN 46240

Phone number

(312) 356-4875

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GREAT POINT ADVISORS FIRM BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	149
AUM (Assets Under Management)	$ 45,094,304

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Phillip W. Parker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Phillip Wade Parker's CRS (Customer Relationship Summary).

Certified licenses

Experience

GREAT POINT CAPITAL LLC

TITAN SECURITIES

TITAN SECURITIES

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

TOWER SQUARE SECURITIES, INC.

TOWER SQUARE SECURITIES, INC.

CITIGROUP GLOBAL MARKETS INC.

BANC ONE SECURITIES CORPORATION

TEXAS COMMERCE EQUITIES, INC.

EDWARD JONES

FIDELITY BROKERAGE SERVICES LLC

WALNUT STREET SECURITIES, INC.

EDWARD JONES

Primary Firm SEC Registration

QUINCY WELLS ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/6/1992

Series 63

Date: 9/15/1986

Series 99TO

Date: 1/2/2023

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 8/16/1986

Series 24

Date: 8/25/1992

FINRA

Current Firm

QUINCY WELLS ADVISORS, LLC

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

QUINCY WELLS ADVISORS, LLC

TRUST BUT VERIFY

Contact information

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