TH
Thomas J. Hurt
CETERA INVESTMENT ADVISERS LLC
LOMBARD, IL 60148
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CRD#: 1549743
TH
Professional summary
Thomas John Hurt, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Lombard, Illinois and CETERA FINANCIAL SPECIALISTS LLC located in Riviera Beach, Florida.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Thomas has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) HURT & ASSOCIATES / HURT & ASSOCIATES, INC.; INV REL; SAME AS REGISTERED ADDRESS; TAX PREPARATION AND LIMITED POWER OF ATTORNEY FOR IRS ISSUES, DBA NAME FOR INVESTMENT BUSINESS; PRESIDENT; START DATE 12/15/2005; 200 HRS/MTH JAN-APR, 20 HRS/MTH MAY-DEC:
2) SAINT JOHNS CATHOLIC CHURCH OF VILLA PARK - NOT INV RELATED; VILLA PARK, IL; FINANCE COMMITTEE MEMBER; SINCE 05/15/2013; 2 HRS/MONTH, 0 HRS/MONTH DURING SECURITIES TRADING HOURS:
CRS (Client Relationship Summary) - RIA
Click below to view Thomas John Hurt's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1991
Experience
Current
January 23, 2006 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 101 Orchard Terrace, Lombard, IL 60148RIA
CRD#: 105644
LOMBARD, IL
Current
June 30, 2004 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #2: 101 Orchard Terrace, Lombard, IL 60148BD
CRD#: 10358
RIVIERA BEACH, FL
Past
January 1, 1990 - June 30, 2004
HOCHMAN & BAKER SECURITIES, INC.
BD
CRD#: 19949
STAMFORD, CT
Past
June 18, 1989 - December 6, 1989
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Past
November 21, 1986 - June 18, 1989
SOUTHMARK FINANCIAL SERVICES, INC.
BD
CRD#: 6518
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/23/2006)
RR
Arkansas(8/23/2023)
RR
Colorado(1/5/2010)
RR
Florida(7/2/2004)
IAR
Florida(3/10/2021)
RR
Illinois(6/30/2004)
IAR
Illinois(1/23/2006)
RR
Indiana(10/10/2005)
RR
Michigan(3/3/2011)
RR
Minnesota(5/28/2021)
RR
Montana(5/24/2022)
RR
Nevada(6/14/2011)
RR
New Jersey(1/2/2020)
RR
New Mexico(10/10/2013)
RR
North Carolina(7/30/2012)
RR
South Carolina(1/15/2020)
RR
Tennessee(4/11/2024)
RR
Texas(2/22/2016)
IAR
Texas(2/24/2023)
RR
Washington(8/2/2023)
RR
Wisconsin(6/30/2004)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
