Gary F. Guentzel

IWEALTH

Waseca, MN 56093

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CRD#: 1549711

Professional summary

Gary Frank Guentzel is a registered financial advisor currently at IWEALTH located in Waseca, Minnesota and LPL FINANCIAL LLC located in Mankato, Minnesota.

Gary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Gary has worked at 10 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1- 01/1985 / Estate & Financial Services (EFS) / DBA for LPL Business (entity for LPL business) / Investment Related / 160 HRS MNTH / 40 HRS During Trading / 100 Time SPNT PRCNT 2- 01/2008 / CR FARMS / FARM / NON INVESTMENT RELATED / 16 HRS MNTH / 1 HRS DURING TRADING / 1 TIME SPNT PRCNT 3- 01/2014 / Guentzel Financial LLC / Business Entity For Tax/Investment Purposes Only / NON INVESTMENT RELATED / 5 HRS MNTH / 1 TIME SPNT PRCNT 4- 01/1979 / Fary Guentzel - Insurance / Non-Variable Insurance / INVESTMENT RELATED / 160 HRS MNTH / 40 HRS DURING TRADING / 20 TIME SPNT PRCNT 5- 11/16/2023 - D&D Enterprises LLC - Business Entity For Tax/Investment Purposes Only - Co-Owner - Not Investment Related - At Reported Business Location(s) - Start Date 08/09/2023 - 20 Hours Per Month/ During Trading 6- 02/08/2024 - iWealth - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 02/01/2024 - 160 Hours Per Month/ 80 Hours During Trading

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Frank Guentzel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 25, 2025 - Present

IWEALTH

Office #1: 213 15th Avenue Ne, Waseca, MN 56093

RIA

CRD#: 329980

Waseca, MN

Current

August 1, 2023 - Present

LPL FINANCIAL LLC

Office #1: 196 St. Andrews Dr, Suite 300, Mankato, MN 56001

RIA

CRD#: 6413

Mankato, MN

Past

August 1, 2023 - May 19, 2025

LPL FINANCIAL LLC

RIA

CRD#: 6413

MOBRIDGE, SD

Past

January 2, 2015 - August 3, 2023

TRIAD ADVISORS LLC

RIA

CRD#: 25803

Mankato, MN

Past

December 19, 2013 - December 31, 2014

DAI WEALTH, LLC

RIA

CRD#: 138938

MANKATO, MN

Past

May 22, 2013 - August 3, 2023

TRIAD ADVISORS LLC

CRD#: 25803

Mankato, MN

Past

August 1, 2000 - May 23, 2013

NATIONAL PLANNING CORPORATION

CRD#: 29604

MANKATO, MN

Past

May 3, 1994 - August 10, 2000

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

June 1, 1990 - May 10, 1994

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

November 7, 1989 - June 8, 1990

ARM SECURITIES CORPORATION

CRD#: 932

MINOT, ND

Past

November 22, 1988 - November 15, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

June 23, 1988 - November 30, 1988

LOCUST STREET SECURITIES, INC.

CRD#: 1703

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

IWEALTH

IWEALTH | IWEALTH FINANCIAL, LLC

CRD#: 329980 / SEC#: 801-129824

RIA

Registered Investment Advisory firm - (4/5/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(8/1/2023)

Colorado
(8/1/2023)

Florida
(8/1/2023)

Illinois
(8/1/2023)

Iowa
(8/1/2023)

Kansas
(8/1/2023)

Michigan
(8/1/2023)

Minnesota
(8/1/2023)

IAR

Minnesota
(2/25/2025)

Missouri
(8/1/2023)

Nebraska
(8/1/2023)

New Mexico
(8/1/2023)

North Carolina
(8/2/2023)

Oregon
(8/1/2023)

South Dakota
(8/1/2023)

Tennessee
(1/16/2024)

Virginia
(8/1/2023)

Wisconsin
(8/1/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 6/11/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 5/29/1987

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

IWEALTH

IWEALTH | IWEALTH FINANCIAL, LLC

CRD#: 329980 / SEC#: 801-129824

RIA

Registered Investment Advisory firm - (4/5/2024 Approved)

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Contact information

Main Address

213 15th Avenue Ne, Waseca, MN 56093

Mailing Address

Phone number

(507) 835-9111

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (3/14/2025)

Regulatory assets under management

Total Number of Accounts	739
AUM (Assets Under Management)	$ 230,656,452

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gary F. Guentzel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Frank Guentzel's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

TRIAD ADVISORS LLC

DAI WEALTH, LLC

TRIAD ADVISORS LLC

NATIONAL PLANNING CORPORATION

CETERA WEALTH SERVICES, LLC

GUARDIAN INVESTOR SERVICES LLC

ARM SECURITIES CORPORATION

INTEGRATED RESOURCES EQUITY CORPORATION

LOCUST STREET SECURITIES, INC.

Primary Firm SEC Registration

IWEALTH

State Registrations and Notice Filings

Exams

Series 63

Date: 6/11/1987

SIE

Date: 10/1/2018

Series 6

Date: 5/29/1987

FINRA

Current Firm

IWEALTH

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

IWEALTH

TRUST BUT VERIFY

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