William R. Haese

HAESE FINANCIAL GROUP

Jackson, WI 53037

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CRD#: 1549272

Professional summary

William Reinhardt Haese, who also goes by William Reinhardt Hease, is a registered financial advisor currently at HAESE FINANCIAL GROUP INC located in Jackson, Wisconsin and SUPERIOR FINANCIAL SERVICES,INC. located in Jackson, Wisconsin.

William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. William has worked at 5 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 14, Series 53, Series 27, Series 24 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

William Reinhardt Hease

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Reinhardt Haese's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 16, 2001 - Present

HAESE FINANCIAL GROUP INC

Office #1: N168 W21931 Main Street, Jackson, WI 53037

RIA

CRD#: 108980

Jackson, WI

Current

October 18, 2000 - Present

SUPERIOR FINANCIAL SERVICES,INC.

Office #1: N168 W21931 Main St Po Box 139, Jackson, WI 53037Office #2: N168 W21931 Main Street, Jackson, WI 53037

CRD#: 104165

Jackson, WI

Past

November 2, 1989 - October 20, 2000

FIRST MIDWEST SECURITIES, INC.

CRD#: 21786

BLOOMINGTON, IL

Past

February 9, 1989 - November 6, 1989

HYDRA SECURITIES CORPORATION

CRD#: 16095

Past

September 5, 1986 - December 16, 1988

THE STUART-JAMES COMPANY, INCORPORATED

CRD#: 11691

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(3/3/2023)

Arizona
(11/13/2000)

California
(11/15/2000)

Florida
(11/7/2000)

Georgia
(3/6/2023)

Illinois
(10/23/2000)

IAR

Illinois
(5/16/2017)

Iowa
(12/14/2000)

Massachusetts
(2/23/2023)

Michigan
(11/17/2000)

South Dakota
(8/25/2020)

Texas
(1/1/2001)

Utah
(10/30/2000)

Washington
(12/5/2017)

Wisconsin
(10/20/2000)

IAR

Wisconsin
(8/16/2001)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/29/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/8/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 9/25/2025

Municipal Securities Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/16/1986

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 53

Date: 8/1/2000

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 27

Date: 7/5/2000

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 5/30/2000

General Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 11/23/1993

Registered Options Principal Examination

SRO Registrations

FINRA

Current Firm

HAESE FINANCIAL GROUP INC

CRD#: 108980 / SEC#: 801-57602

RIA

Registered Investment Advisory firm - (3/15/2004 Terminated)

Georgia

Registered Investment Advisory firm - (5/13/2011 Approved)

Illinois

Registered Investment Advisory firm - (5/16/2017 Approved)

Wisconsin

Registered Investment Advisory firm - (3/15/2004 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

N168 W21931 Main Street, Jackson, WI 53037

Mailing Address

Po Box 139, Jackson, WI 53037

Phone number

(262) 677-8106

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

William R. Haese

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Reinhardt Haese's CRS (Customer Relationship Summary).

Certified licenses

Experience

SUPERIOR FINANCIAL SERVICES,INC.

FIRST MIDWEST SECURITIES, INC.

HYDRA SECURITIES CORPORATION

THE STUART-JAMES COMPANY, INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 6/29/1995

Series 63

Date: 4/8/1987

Series 52TO

Date: 9/25/2025

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 8/16/1986

Series 14

Date: 1/2/2023

Series 53

Date: 8/1/2000

Series 27

Date: 7/5/2000

Series 24

Date: 5/30/2000

Series 4

Date: 11/23/1993

FINRA

Current Firm

HAESE FINANCIAL GROUP INC

Contact information

Documents

Red Flags

Company Information

HAESE FINANCIAL GROUP INC

TRUST BUT VERIFY

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