Billy F. Sims
Professional summary
Billy Floyd Sims JR, who also goes by Bill Sims, is a registered financial advisor currently at ISC ADVISORS, INC. located in Dallas, Texas and INSTITUTIONAL SECURITIES CORPORATION located in Dallas, Texas.
Billy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Billy has worked at 7 firms and has passed the Series 65, Series 63, Series 99TO, Series 52TO, SIE, Series 7, Series 22, Series 53, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Billy Floyd Sims JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 1, 2019 - Present
ISC ADVISORS, INC.
June 25, 2019 - Present
INSTITUTIONAL SECURITIES CORPORATION
Office #1: 3500 Oak Lawn Ave Suite 400, Dallas, TX 75219June 19, 2006 - December 31, 2019
BRAZOS SECURITIES, INC.
April 10, 1995 - November 27, 1995
T.L. GROUP, INC.
October 7, 1993 - December 14, 1993
T.L. GROUP, INC.
March 3, 1989 - December 10, 2019
BRAZOS SECURITIES, INC.
July 16, 1987 - April 20, 1989
HOME SHOPPING CLUB SECURITIES, INC.
February 20, 1987 - September 23, 1987
AVANTAX INVESTMENT SERVICES, INC.
October 30, 1986 - November 25, 1986
ZANE MAY SECURITIES INC.
Primary Firm SEC Registration
ISC ADVISORS, INC.
CRD#: 166586 / SEC#: 801-77727
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/18/2021)
(1/6/2021)
(1/5/2021)
(1/6/2021)
(1/6/2021)
(7/16/2019)
(1/8/2021)
(1/6/2021)
(1/5/2021)
(1/6/2021)
(6/28/2019)
(7/1/2019)
(4/21/2022)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 28
Date: 7/13/2001
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
ISC ADVISORS, INC.
CRD#: 166586 / SEC#: 801-77727
Contact information
SEC notice filing (20 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,989 |
| AUM (Assets Under Management) | $ 1,539,119,817 |
Red Flags
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