Joseph M. Guinan
Professional summary
Joseph Michael Guinan JR is a registered financial professional currently at ADVANTAGE SECURITIES LLC located in Chicago, Illinois.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 1986. Joseph has worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Michael Guinan JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 4, 2005 - Present
ADVANTAGE SECURITIES LLC
Office #1: 141 West Jackson Boulevard Suite 3900, Chicago, IL 60604Office #2: 141 West Jackson Boulevard Suite 3900, Chicago, IL 60604August 6, 2002 - May 22, 2003
MIZUHO SECURITIES USA LLC
April 30, 2001 - March 23, 2002
FUJI FUTURES INC.
February 27, 1995 - January 26, 1999
MIZUHO SECURITIES USA LLC
October 20, 1986 - March 15, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 19, 1986 - September 18, 1986
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/19/2005)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
ADVANTAGE SECURITIES LLC
CRD#: 39362 / SEC#: , 8-48652
Contact information
FINRA licenses (2 States and Territories)
Red Flags
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