FM
Franklin R. Mooney
AMERITAS ADVISORY SERVICES
Peoria, IL 61614
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CRD#: 1548604
FM
Professional summary
Franklin Ray Mooney, who also goes by Frank Mooney, is a registered financial advisor currently at AMERITAS ADVISORY SERVICES, LLC located in Peoria, Illinois and AMERITAS INVESTMENT COMPANY, LLC located in Peoria, Illinois.
Franklin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Franklin has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Frank Mooney
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
LICENSED AS AN INDEPENDENT INSURANCE AGENT TO SELL FIXED INSURANCE PRODUCTS * INSURANCE SERVICES, INCORPORATED, ISI MARKETING, ISI CONSULTING; SAME AS BRANCH; INV REL; FIXED INSURANCE SALES AND EQUITY INDEX ANNUITIES, CONSULTING ON INSURANCE FOR ESTATE AND BUSINESS PLANNING, MARKETING OF INSURANCE PRODUCTS TO OTHER INSURANCE FIRMS; PRESIDENT/CEO; START DATE=08/1984; HRS/MO=80; TRADING HRS/MO=80; PERSONAL SALES OF PRODUCTS, OVERSEE INDEPENDENT AGENTS BROKERING BUSINESS * The ISI Companies, Inc.; same as branch; inv rel; S Corp; CEO/President; start date=04/2022; hrs/mo=1; trading hrs/mo=1; holding company of the intellectual properties from Insurance Services, Incorporated * I.S.I. Investment Services, Inc.; same as branch; inv rel; S Corp; CEO/President; start date=04/2022; hrs/mo=40; trading hrs/mo=40; 100% owner * Rental Property; 1927 Case Creek, Peoria IL 61614; non-inv rel; rental home; Co-Owner; start date=05/2020; hrs/mo=5; trading hrs/mo=0; owner and responsible for property taxes, major repairs, insurance
CRS (Client Relationship Summary) - RIA
Click below to view Franklin Ray Mooney's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 1, 2021 - Present
AMERITAS ADVISORY SERVICES, LLC
Office #1: 4930 N Executive Dr Ste B, Peoria, IL 61614RIA
CRD#: 317245
Peoria, IL
Current
January 2, 2002 - Present
AMERITAS INVESTMENT COMPANY, LLC
Office #1: 4930 N Executive Dr Ste B, Peoria, IL 61614BD
CRD#: 14869
Peoria, IL
Past
April 8, 2002 - November 1, 2021
AMERITAS INVESTMENT COMPANY, LLC
RIA
CRD#: 14869
LINCOLN, NE
Past
December 4, 1995 - December 31, 2001
IAC SECURITIES, INC.
BD
CRD#: 14081
TINLEY PARK, IL
Past
August 26, 1986 - January 3, 1996
ARM SECURITIES CORPORATION
BD
CRD#: 932
MINOT, ND
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
AMERITAS ADVISORY SERVICES, LLC
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
RIA
Registered Investment Advisory firm - (1/13/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Illinois(1/2/2002)
IAR
Illinois(11/1/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AA
AMERITAS ADVISORY SERVICES, LLC
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
RIA
Registered Investment Advisory firm - (1/13/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5900 O Street, Lincoln, NE 68510
Mailing Address
Phone number
(800) 335-9858
Established
Firm type
Fiscal year end
# of Employees
560
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 41,501 |
| AUM (Assets Under Management) | $ 11,506,548,514 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 07/23/2024 | ||
| 07/27/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245Peoria, IL 61614TRUST BUT VERIFY
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