John Winthrop Ohl
Professional Summary
John Winthrop Ohl, who also goes by John W Ohl, is a registered financial advisor currently at BAY COLONY ADVISORS located in Concord, Massachusetts and VESTGEN ADVISORS, LLC located in Concord, Massachusetts. John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. John has worked at 14 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
John Winthrop Ohl, John W Ohl
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
40 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
ENNEA WEALTH SOLUTIONS | WEALTH MANAGMENT GROUP | WEALTH MANAGEMENT GROUP, L.L.C. | VESTGEN WEALTH PARTNERS | VESTGEN ST. CHARLES | VESTGEN SOUTH BARRINGTON | VESTGEN SCHAUMBURG | VESTGEN RETIREMENT SERVICES | VESTGEN OAK BROOK | VESTGEN NAPERVILLE | VESTGEN KIRKWOOD | VESTGEN KEY WEST | VESTGEN KANSAS CITY | VESTGEN INVERNESS & DOWNERS GROVE | VESTGEN GLEN ELLYN | VESTGEN EGG HARBOR | VESTGEN DOWNERS GROVE | VESTGEN CHICAGO | VESTGEN ADVISORS, LLC | VESTGEN ADVISORS | VESTGEN | VESTBRIDGE ADVISORS | OPTIMUM INVESTMENT ADVISORS | LANDMARK CAPITAL | FOUNTAIN WEALTH
Contact Information
Main Address
1 North Franklin Suite 1850, Chicago, IL 60606Phone Number
(312) 237-4446# of Employees
165SEC notice filing (40 States and Territories)
Registered to provide investment advisory services in 40 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
22,790AUM (Assets Under Management)
$6,665,601,942Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
ENNEA WEALTH SOLUTIONS | WEALTH MANAGMENT GROUP | WEALTH MANAGEMENT GROUP, L.L.C. | VESTGEN WEALTH PARTNERS | VESTGEN ST. CHARLES | VESTGEN SOUTH BARRINGTON | VESTGEN SCHAUMBURG | VESTGEN RETIREMENT SERVICES | VESTGEN OAK BROOK | VESTGEN NAPERVILLE | VESTGEN KIRKWOOD | VESTGEN KEY WEST | VESTGEN KANSAS CITY | VESTGEN INVERNESS & DOWNERS GROVE | VESTGEN GLEN ELLYN | VESTGEN EGG HARBOR | VESTGEN DOWNERS GROVE | VESTGEN CHICAGO | VESTGEN ADVISORS, LLC | VESTGEN ADVISORS | VESTGEN | VESTBRIDGE ADVISORS | OPTIMUM INVESTMENT ADVISORS | LANDMARK CAPITAL | FOUNTAIN WEALTH
State Registrations and Notice Filings
(11/29/2010)
(1/28/2010)
(10/24/2015)
(10/19/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view John Winthrop Ohl's CRS (Customer Relationship Summary).
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