Peter S. Orenzoff
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Sanford Orenzoff was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1987. Peter had worked at 8 firms and has passed the Series 63, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 19, 2005 - October 22, 2012
SLD AMERICA EQUITIES, INC.
June 1, 2004 - December 11, 2004
METLIFE INVESTORS DISTRIBUTION COMPANY
November 29, 2002 - August 31, 2005
METLIFE INVESTORS DISTRIBUTION COMPANY
July 29, 1999 - October 25, 2002
METROPOLITAN LIFE INSURANCE COMPANY
July 29, 1999 - October 25, 2002
MSI FINANCIAL SERVICES, INC.
September 19, 1997 - January 8, 1999
HIMCO DISTRIBUTION SERVICES COMPANY
November 7, 1994 - August 15, 1995
MSI FINANCIAL SERVICES, INC.
November 7, 1994 - September 9, 1997
METROPOLITAN LIFE INSURANCE COMPANY
November 12, 1992 - October 11, 1994
NATHAN & LEWIS SECURITIES, INC.
March 27, 1987 - April 29, 1991
PINEBRIDGE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SLD AMERICA EQUITIES, INC.
CRD#: 36259 / SEC#: , 8-47089
Contact information
FINRA licenses (46 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SECURITY LIFE OF DENVER INSURANCE COMPANY | PARENT OF BROKER/DEALER | |
| ANDERSON, KELLY MARIE | DEPUTY COMPLIANCE OFFICER | 1819119 |
| BURNS, BRANDI JO | PRESIDENT | 5862366 |
| DIXIT, ANURAKT | CHAIR/DIRECTOR | 8029030 |
| ESLINGER, CHAD MICHAEL | CHIEF COMPLIANCE OFFICER | 4182299 |
| KILIAN, CONRAD JOHANN | FINANCIAL AND OPERATIONS PRINCIPAL | 6214509 |
| SOCHA, KEVIN ROBERT | DIRECTOR | 7241694 |
| WIESE, AMY JO | DIRECTOR | 5928677 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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