Timothy Patrick Sullivan
Professional Summary
Timothy Patrick Sullivan is a registered financial advisor currently at CHATSWORTH SECURITIES LLC located in Greenwich, Connecticut. Timothy is registered as a RR (Registered Representative) and started their career in finance in 1990. Timothy has worked at 3 firms and has passed the Series 63, SIE, Series 82 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
36 years in the financial services industry
Current & Past Employments
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Current Firm
CHATSWORTH SECURITIES LLC | CHATSWORTH SECURITIES, LLC
Contact Information
Main Address
95 East Putnam Avenue, Greenwich, CT 06830Mailing Address
95 East Putnam Avenue, Greenwich, CT 06830Phone Number
(203) 629-2612Established
New York since 03/20/1996Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
Small# of Employees
30FINRA licenses (6 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
1Civil Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(11/6/2018)
(2/1/2022)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 82 — Limited Representative-Private Securities Offerings
Passed Nov 2018About the Series 82 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Timothy Patrick Sullivan's CRS (Customer Relationship Summary).
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