Robert J. Dunn

SAYBRUS EQUITY SERVICES

CANONSBURG, PA

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CRD#: 1546464

Professional summary

Robert James Dunn is a registered financial professional currently at SAYBRUS EQUITY SERVICES, LLC located in Canonsburg, Pennsylvania.

Robert is registered as a RR (Registered Representative) and started their career in finance in 1986. Robert has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 5, 2023 - Present

SAYBRUS EQUITY SERVICES, LLC

CRD#: 153319

CANONSBURG, PA

Past

March 25, 2020 - July 5, 2023

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

CRD#: 21570

Wheaton, IL

Past

January 3, 2013 - March 31, 2020

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

November 13, 1998 - January 3, 2013

HIMCO DISTRIBUTION SERVICES COMPANY

CRD#: 6604

HARTFORD, CT

Past

January 5, 1993 - October 27, 1998

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

January 5, 1993 - October 27, 1998

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

July 30, 1991 - January 4, 1993

KEOGLER, MORGAN & COMPANY, INC.

CRD#: 16546

ATLANTA, GA

Past

September 26, 1986 - November 29, 1988

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Indiana
(7/5/2023)

Exams

State Security Law Exam

Series 63

Date: 8/5/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/29/1991

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/28/1993

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

SAYBRUS EQUITY SERVICES, LLC

SAYBRUS EQUITY SERVICES, INC | SAYBRUS EQUITY SERVICES, LLC

CRD#: 153319 / SEC#: , 8-68521

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

One American Row, Hartford, CT 06102-5056

Mailing Address

P.o. Box 5056, Hartford, CT 06102-5056

Phone number

(860) 403-3100

Established

Delaware since 10/01/2018

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
SAYBRUS HOLDINGS, LLC	PARENT COMPANY
ALI, AZIZ	VICE PRESIDENT	5030560
CASSIDY, EDWARD WILLIAM JR	EXEC. VP / INTERNAL DIRECTOR	1606787
COSTENBADER, WALTER RUSSELL	FINOP	1828345
HALPERIN, JEFFREY PAUL	INTERNAL DIRECTOR	2899327
LOWE, MOIRA CRONAN	PRESIDENT / CEO / INTERNAL DIRECTOR	4076427
MOORE, GIDEON CLOYES	CHIEF LEGAL OFFICER	7011735
SADOWSKI, ADAM MARK	ASSISTANT VICE PRESIDENT	4578505
SIINO, KATHERINE MARY	AVP & CHIEF COMPLIANCE OFFICER	1666402
TOMKO, CHRISTINE	CFO, PFO, POO	6989991
VIETRI, MICHAEL JOSEPH	INTERNAL DIRECTOR	1068983

Red Flags

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Robert J. Dunn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert James Dunn's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

PRUCO SECURITIES, LLC.

HIMCO DISTRIBUTION SERVICES COMPANY

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

KEOGLER, MORGAN & COMPANY, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 8/5/1991

SIE

Date: 10/1/2018

Series 7

Date: 7/29/1991

Series 24

Date: 6/28/1993

FINRA

Current Firm

SAYBRUS EQUITY SERVICES, LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

SAYBRUS EQUITY SERVICES, LLC

TRUST BUT VERIFY

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