Michael K. Crandall
Professional summary
Michael Kay Crandall, who also goes by Michael K Crandall, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Doylestown, Ohio and CETERA FINANCIAL SPECIALISTS LLC located in Doylestown, Ohio.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Michael has worked at 3 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Kay Crandall's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 10, 2000 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 40 College Street, Doylestown, OH 44230July 13, 1999 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 40 College Street, Doylestown, OH 44230August 21, 1986 - July 13, 1999
PFS INVESTMENTS INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/12/2018)
(7/13/1999)
(7/13/1999)
(2/10/2000)
Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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