Roland F. Carter
Professional summary
Roland Frederick Carter is a registered financial professional currently at WILSON PARKER CONNALLY STEPHENSON INC located in Fort Worth, Texas.
Roland is registered as a RR (Registered Representative) and started their career in finance in 1986. Roland has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Roland Frederick Carter's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 5, 2001 - Present
WILSON PARKER CONNALLY STEPHENSON INC
Office #1: 100 Lexington Street, Suite 150, Fort Worth, TX 76102-2744Office #2: 2800 South Hulen Street Suite 201, Fort Worth, TX 76109October 1, 2001 - November 12, 2001
FIRST WESTERN SECURITIES, INC.
September 17, 1990 - September 20, 2001
FIRST WESTERN SECURITIES, INC.
August 16, 1990 - October 18, 1990
DFW CLEARING, INC.
October 31, 1988 - January 14, 1991
DFW SECURITIES, INC.
August 21, 1986 - October 31, 1988
DFW CLEARING, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/9/2018)
(1/28/2002)
(6/20/2002)
(2/27/2002)
(2/8/2002)
(2/20/2002)
(10/26/2001)
(2/27/2002)
(4/20/2005)
(10/5/2001)
(10/5/2001)
(1/9/2018)
(1/29/2002)
Exams
FINRA
Current Firm
WILSON PARKER CONNALLY STEPHENSON INC
CRD#: 16505 / SEC#: , 8-34061
Contact information
FINRA licenses (16 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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