LP
Larry D. Peregrine
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Garden Grove, CA 92840
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CRD#: 1545146
LP
Professional summary
Larry Dale Peregrine is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Garden Grove, California and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Garden Grove, California.
Larry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Larry has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. PEREGRINE INSURANCE, 12865 MAIN STREET STE 106, GARDEN GROVE, CA, 06/1986. INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, FINANCIAL PROFESSIONAL UTILIZING DBA NAME. INV REL-5/EK-0/TRADING. 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 02/04/19. 3. PEREGRINE PLANNING INC, 12865 MAIN ST STE 106, GARDEN GROVE, CA, 06/2006. OWNER, FINANCIAL PROFESSIONAL UTILIZING DBA NAME. INV REL-10/WK-0/TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Larry Dale Peregrine's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 4, 2019 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 11022 Acacia Pkwy. Ste. E, Garden Grove, CA 92840RIA
CRD#: 134139
Garden Grove, CA
Current
February 1, 2019 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 11022 Acacia Pkay Ste. E, Garden Grove, CA 92840BD
CRD#: 39543
Garden Grove, CA
Past
September 14, 2012 - February 4, 2019
AMERICAN INDEPENDENT SECURITIES GROUP, LLC
RIA
CRD#: 135288
GARDEN GROVE, CA
Past
September 14, 2012 - February 4, 2019
AMERICAN INDEPENDENT SECURITIES GROUP, LLC
BD
CRD#: 135288
GARDEN GROVE, CA
Past
January 3, 2012 - September 17, 2012
CAPITAL SYNERGY PARTNERS
RIA
CRD#: 148733
GARDEN GROVE, CA
Past
January 3, 2011 - September 17, 2012
CAPITAL SYNERGY PARTNERS
BD
CRD#: 148733
GARDEN GROVE, CA
Past
January 14, 2004 - December 31, 2010
FINANCIAL WEST GROUP
RIA
CRD#: 16668
IRVINE, CA
Past
January 13, 2004 - December 31, 2010
FINANCIAL WEST GROUP
BD
CRD#: 16668
IRVINE, CA
Past
November 15, 2001 - January 6, 2004
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
LAGUNA HILLS, CA
Past
August 7, 2000 - January 6, 2004
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
August 14, 1986 - April 18, 2000
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/1/2019)
RR
California(2/1/2019)
IAR
California(2/4/2019)
RR
Florida(2/1/2019)
RR
Idaho(2/1/2019)
RR
Indiana(5/10/2019)
RR
Kansas(4/8/2024)
RR
Louisiana(10/16/2019)
RR
Maryland(9/5/2019)
RR
Michigan(2/1/2019)
RR
Mississippi(2/7/2024)
RR
Missouri(2/1/2019)
RR
Montana(8/22/2023)
RR
Nevada(2/1/2019)
RR
New York(8/12/2019)
RR
North Carolina(2/1/2019)
RR
Ohio(2/1/2019)
RR
Oregon(2/1/2019)
RR
South Dakota(2/1/2019)
RR
Tennessee(8/30/2024)
IAR
Texas(2/5/2019)
RR
Texas(2/7/2019)
RR
Utah(2/15/2019)
RR
Washington(2/1/2019)
RR
Wisconsin(8/13/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Garden Grove, CA 92840TRUST BUT VERIFY
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Contact information
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