Pavlos P. Panagopoulos
CETERA INVESTMENT ADVISERS LLC
ALBUQUERQUE, NM 87109
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CRD#: 1544849
Professional summary
Pavlos Peter Panagopoulos, AIF®, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Albuquerque, New Mexico and CETERA WEALTH SERVICES, LLC located in Belen, New Mexico.
Pavlos is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Pavlos has worked at 3 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, POSITION/TITLE/RELATIONSHIP: REPRESENTATIVE, BRIEF DESCRIPTION OF DUTIES: DISABILITY, ANNUITIES, LTC AND PROPERTY AND CASUALTY; 2. NAME OF OTHER BUSINESS: PANAGOPOULOS INSURANCE AGENCY, INVESTMENT RELATED: YES, ADDRESS: 511 W REINKEN AVE BELEN, NM 87002, NATURE OF BUSINESS: DBA FOR INSURANCE SALES, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER MONTH: 80-100 HOURS A YEAR, BRIEF DESCRIPTION OF DUTIES: SALES AND SERVICE OF INSURANCE; 3. NAME OF OTHER BUSINESS: CHOICE FINANCIAL GROUP, CHOICE DIRECT, INVESTMENT RELATED: YES, ADDRESS: 645 HILL AVE, GRAFTON, ND 58237, NATURE OF BUSINESS: ONLINE BANKING, POSITION/TITLE/RELATIONSHIP: REP, APX NUMBER OF HOURS PER MONTH: 4-8, BRIEF DESCRIPTION OF DUTIES: REFER PERSONS AND ENTITIES FOR ONLINE BANKING 4. NAME OF OTHER BUSINESS: ORDER OF AHEPA 501; INVESTMENT RELATED: NO; ADDRESS: 10510 SAN RAFEAL AVE, ALBUQUERQUE, NM, 87122; NATURE OF BUSINESS: NON PROFIT; START DATE: 1988; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: RUNNING BIWEEKLY MEETINGS, MAKING COMMITTEE ASSIGNMENTS; 5. NAME OF OTHER BUSINESS: PAVLOS PANAGOPOULOS, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TAX LIABILITIES; START DATE: 04/2017; POSITION/TITLE/RELATIONSHIP: MANAGING PARTNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: LLC FOR TAX PURPOSES;
CRS (Client Relationship Summary) - RIA
Click below to view Pavlos Peter Panagopoulos's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1991
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 7770 Jefferson St Ne Suite 405, Albuquerque, NM 87109Office #2: 511 W Reinken Ave, Belen, NM 87002RIA
CRD#: 105644
ALBUQUERQUE, NM
Current
October 14, 1986 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 511 W Reinken Ave, Belen, NM 87002Office #2: 11000 Spain Road Ne, Building E, Albuquerque, NM 87111BD
CRD#: 13572
Belen, NM
Past
February 10, 2005 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
BELEN, NM
Past
October 9, 1986 - November 6, 1986
WESTMARK FINANCIAL SERVICES CORPORATION
BD
CRD#: 16572
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/27/2025)
RR
Arizona(7/31/2007)
RR
California(1/6/1992)
RR
Colorado(8/19/1996)
RR
Delaware(6/13/2018)
RR
Florida(1/6/2011)
RR
Georgia(1/4/2006)
RR
Idaho(5/12/2017)
RR
Illinois(8/30/2023)
RR
Maine(5/21/2019)
RR
Maryland(4/17/2024)
RR
Massachusetts(8/17/2023)
RR
Minnesota(11/22/2017)
RR
Missouri(2/26/2021)
RR
Montana(9/24/2014)
RR
Nevada(1/6/2005)
RR
New Mexico(10/14/1986)
IAR
New Mexico(6/29/2023)
RR
New York(1/2/2003)
RR
Oklahoma(8/30/2021)
RR
Pennsylvania(11/11/2014)
RR
South Carolina(1/8/2025)
RR
South Dakota(1/11/2019)
RR
Tennessee(1/8/2016)
RR
Texas(1/2/2003)
IAR
Texas(6/29/2023)
RR
Utah(5/28/2013)
RR
Virginia(9/25/2024)
RR
Washington(11/30/2010)
RR
Wisconsin(5/3/2018)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Albuquerque, NM 87109TRUST BUT VERIFY
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