Franklin M. Bayol
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Franklin Mondek Bayol, who also goes by F M Bayol, Frank M Bayol, was a registered financial professional .
Franklin is a previously registered financial professional and started their career in finance in 1963. Franklin had worked at 10 firms and has passed the Series 63, Series 7TO, SIE, Series 15, Series 1, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 2017 - December 2, 2024
AMERICAN INVESTORS COMPANY
July 1, 2013 - June 30, 2017
MUTUAL ADVISORS, LLC
February 22, 2011 - July 8, 2013
MUTUAL SECURITIES, INC.
December 1, 1994 - June 30, 2017
MUTUAL SECURITIES, INC.
May 13, 1989 - December 1, 1994
FIRST ASSOCIATED SECURITIES GROUP, INC.
January 3, 1989 - November 6, 1989
MUTUAL SECURITIES, INC.
April 28, 1986 - January 7, 1989
FIRST AFFILIATED SECURITIES, INC.
April 4, 1984 - May 1, 1986
DREXEL BURNHAM LAMBERT INCORPORATED
April 18, 1983 - April 10, 1984
WZW FINANCIAL SERVICES, INC.
September 20, 1973 - April 14, 1983
MORGAN, OLMSTEAD, KENNEDY & GARDNER INCORPORATED
February 5, 1971 - November 15, 1973
MITCHUM, JONES & TEMPLETON INCORPORATED
April 23, 1963 - December 21, 1971
GLORE STAATS CORP
Primary Firm SEC Registration
AMERICAN INVESTORS COMPANY
CRD#: 38 / SEC#: 801-57838, 8-17613
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 15
Date: 6/6/1984
Foreign Currency Options ExaminationSeries 1
Date: 4/12/1961
Registered Representative ExaminationSeries 8
Date: 10/10/1983
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
AMERICAN INVESTORS COMPANY
CRD#: 38 / SEC#: 801-57838, 8-17613
Contact information
SEC notice filing (12 States and Territories)
FINRA licenses (38 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,530 |
| AUM (Assets Under Management) | $ 578,062,390 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
Red Flags
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