Kent Y. Whitaker
Professional summary
Kent Yantis Whitaker is a registered financial advisor currently at KP7 INVESTORS LLC located in Greenwich, Connecticut.
Kent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Kent has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 3, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kent Yantis Whitaker's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 7, 2021 - Present
KP7 INVESTORS LLC
Office #1: 164 Mason Street, Greenwich, CT 06830June 9, 2025 - February 2, 2026
CASTLE HILL CAPITAL PARTNERS, INC.
May 3, 2011 - June 7, 2014
REGENT STREET CAPITAL, LLC
September 30, 1986 - March 30, 1987
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/7/2021)
(12/10/2021)
Exams
Series 7TO
Date: 6/7/2025
General Securities Representative ExaminationCurrent Firm
KP7 INVESTORS LLC
CRD#: 312453 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 13 |
| AUM (Assets Under Management) | $ 8,882,000 |
Red Flags
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