Roger B. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Roger Bryant Johnson was a registered financial professional .
Roger is a previously registered financial professional and started their career in finance in 1986. Roger had worked at 9 firms and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 29, 2001 - May 3, 2004
FARMERS FINANCIAL SOLUTIONS, LLC
December 9, 1998 - May 4, 1999
CADARET, GRANT & CO., INC.
April 16, 1993 - December 20, 1996
TRANSAMERICA FINANCIAL ADVISORS, LLC
July 26, 1991 - June 18, 1992
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
July 26, 1991 - June 18, 1992
OSAIC FA, INC.
January 11, 1991 - June 14, 1991
CARILLON INVESTMENTS, INC.
August 3, 1989 - December 31, 1989
NEW ENGLAND SECURITIES
July 21, 1987 - December 5, 1988
LFG SECURITIES, INC.
September 29, 1986 - June 23, 1987
CHRISTOPHER WEIL & COMPANY, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
