Brandon W. Onstead
Professional summary
Brandon William Onstead, who also goes by Brandon Onstead, is a registered financial professional currently at OSAIC WEALTH, INC. located in Scottsdale, Arizona and LADENBURG THALMANN & CO. INC. located in New York, New York.
Brandon is registered as a RR (Registered Representative) and started their career in finance in 1987. Brandon has worked at 18 firms and has passed the Series 63, Series 99TO, Series 52TO, Series 57TO, SIE, Series 55, Series 7, Series 53, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brandon William Onstead's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 16, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255August 2, 2024 - Present
LADENBURG THALMANN & CO. INC.
Office #1: 640 5th Avenue 4th Floor, New York, NY 10019May 10, 2022 - July 8, 2024
WESTERN INTERNATIONAL SECURITIES, INC.
May 10, 2022 - July 8, 2024
SORRENTO PACIFIC FINANCIAL, LLC
May 10, 2022 - July 8, 2024
SCF SECURITIES, INC.
May 10, 2022 - July 8, 2024
NEXT FINANCIAL GROUP, INC.
May 10, 2022 - July 8, 2024
CUSO FINANCIAL SERVICES, L.P.
May 10, 2022 - July 8, 2024
CADARET, GRANT & CO., INC.
May 24, 2021 - May 12, 2022
WOODBURY FINANCIAL SERVICES, INC.
May 24, 2021 - May 12, 2022
TRIAD ADVISORS LLC
May 24, 2021 - May 12, 2022
SECURITIES AMERICA, INC.
May 24, 2021 - May 12, 2022
OSAIC SERVICES, INC.
May 24, 2021 - May 12, 2022
OSAIC WEALTH, INC.
May 24, 2021 - May 12, 2022
FSC SECURITIES CORPORATION
July 18, 2018 - May 12, 2022
LADENBURG THALMANN & CO. INC.
August 21, 2017 - July 5, 2018
WESTERN INTERNATIONAL SECURITIES, INC.
September 2, 2014 - August 21, 2017
FINANCIAL WEST GROUP
February 28, 2014 - September 3, 2014
BMA SECURITIES, LLC
April 25, 1995 - November 6, 2013
EQUIBOND, INC.
September 23, 1988 - May 1, 1995
DRAKE & COMPANY, INC.
January 13, 1987 - September 23, 1988
LOS ANGELES SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/16/2024)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 10/19/1999
Limited Representative-Equity Trader ExamFINRA
NYSE American LLC
NYSE Arca, Inc.
NYSE Texas, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
LADENBURG THALMANN & CO. INC.
CRD#: 505 / SEC#: , 8-17230
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC HOLDINGS, INC. | OWNER | |
| BLANCATO, PHILIP SALVATORE | EXECUTIVE VICE PRESIDENT, DIRECTOR | 2122221 |
| GIDEON, MICHAEL R | DIRECTOR, CO-PRESIDENT, AND CO-CHIEF EXECUTIVE OFFICER, PRINCIPAL OPERATIONS OFFICER | 5315304 |
| GIOVANNIELLO, JOSEPH | SVP/GENERAL COUNSEL/ASSISTANT SECRETARY | 3086071 |
| MITCHELL, CHRISTOPHER MILLS | TREASURER AND FINANCIAL OPERATIONS PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EXECUTIVE VICE PRESIDENT, OPERATIONS AND TECHNOLOGY SOLUTIONS | 2627931 |
| SPATOLA, BRIAN MICHAEL | CHIEF COMPLIANCE OFFICER / MSRB PRINCIPAL | 2773548 |
| STEINER, BARRY EVAN | DIRECTOR, CO-PRESIDENT, CO-CHIEF EXECUTIVE OFFICER AND INVESTMENT BANKING SUPERVISOR | 2775629 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 14 |
Red Flags
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