KH
Keith E. Hamilton
HAMILTON MANOR & ASSOCIATES
La Jolla, CA 92037
Some features on this profile are disabled
CRD#: 1542590
KH
Professional summary
Keith Edward Hamilton, CFP® is a registered financial advisor currently at HAMILTON MANOR & ASSOCIATES located in La Jolla, California and LPL FINANCIAL LLC located in La Jolla, California.
Keith is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Keith has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Employee and Employer Plan Ben...
Insurance Planning
Investment Planning
Retirement Income Management
Estate Planning
Tax Planning
Retirement Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 2/9/2009: HAMILTON & ASSOCIATES - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Time Spent 5% - Tax Preparation Services. 2. 4/13/2010: HAMILTON & ASSOCIATES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 5%. 3. 4/13/2010: HAMILTON & ASSOCIATES - At Reported Business Location(s) - Non-Variable Insurance DBA - Time Spent 5% - Sell term and universal life insurance, group and individual disability insurance. 4. 3/18/2011: Hamilton and Associates - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 5. 10/26/2011 - Hamilton and Associates - Registered Investment Advisor - Investment Related - At Reported Business Location(s) - Time Spent 0% 6. 8/7/2012: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 2% - Life and Disability Insurance Sales. 7. 1/4/2016: Hamilton and Associates - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Investment Advisor Representative - Started 11/20/16 - 160 Hours Per Month/100 Hours During Securities Trading - I provide investment advisory services through Hamilton and Associates, an independent investment advisor firm. I started this business activity in 11/2016. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8. 6/22/2021 - No Business Name - Investment Related - WHATABURGER UNIT #762, 2545 NORTHEAST Firewheel PARKWAY, GARLAND, TX 75040 - Real Estate Rental - Start Date: 1/29/2021 - 1 Hours Per Month/0 Hours During Securities Trading. 9. 10/03/2023 - Hamilton Manor And Associates - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2024 - 50 Hours Per Month/ During Trading 10. 01/23/2024 - Hamilton, Manor and Associates - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date 01/01/2024 - 50 Hours Per Month/ During Trading
CRS (Client Relationship Summary) - RIA
Click below to view Keith Edward Hamilton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1990
Experience
Current
April 5, 2011 - Present
HAMILTON MANOR & ASSOCIATES
Office #1: 7979 Ivanhoe Ave. Ste 420, La Jolla, CA 92037RIA
CRD#: 155865
La Jolla, CA
Current
December 13, 1995 - Present
LPL FINANCIAL LLC
Office #1: 7979 Ivanhoe Ave, Ste 420, La Jolla, CA 92037RIA
BD
CRD#: 6413
La Jolla, CA
Past
July 31, 2000 - May 28, 2010
MANNING WEALTH MANAGEMENT, INC.
RIA
CRD#: 134129
SAN DIEGO, CA
Past
December 31, 1997 - September 8, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT MILL, SC
Past
August 13, 1986 - December 13, 1995
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HM
HAMILTON MANOR & ASSOCIATES
HAMILTON AND ASSOCIATES | KEITH HAMILTON, INC. | HAMILTON, MANOR AND ASSOCIATES | HAMILTON, KEITH | HAMILTON MANOR & ASSOCIATES
CRD#: 155865 / SEC#: 801-113413
RIA
Registered Investment Advisory firm - (6/8/2018 Approved)California
Registered Investment Advisory firm - (8/9/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/5/1998)
RR
Arkansas(11/8/2022)
RR
California(12/15/1995)
IAR
California(4/5/2011)
RR
Colorado(6/30/2022)
RR
Connecticut(10/7/2003)
RR
Florida(12/16/1997)
RR
Hawaii(10/24/2002)
RR
Idaho(8/11/2020)
RR
Illinois(1/18/2017)
RR
Indiana(4/3/2007)
RR
Kentucky(1/11/2022)
RR
Massachusetts(5/30/2023)
RR
Minnesota(6/11/2025)
RR
Missouri(10/25/2021)
RR
Nevada(6/21/2019)
RR
New Hampshire(6/18/2004)
RR
New Jersey(2/22/2022)
RR
New York(7/8/2019)
RR
North Carolina(9/24/2004)
RR
Ohio(1/11/2022)
RR
Oklahoma(7/28/2022)
RR
Oregon(1/5/1996)
RR
Pennsylvania(2/22/2018)
RR
South Carolina(10/27/2016)
RR
Tennessee(10/12/2023)
RR
Texas(2/11/2013)
RR
Utah(7/9/2020)
RR
Virginia(10/26/2007)
RR
Washington(1/8/1996)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
HM
HAMILTON MANOR & ASSOCIATES
HAMILTON AND ASSOCIATES | KEITH HAMILTON, INC. | HAMILTON, MANOR AND ASSOCIATES | HAMILTON, KEITH | HAMILTON MANOR & ASSOCIATES
CRD#: 155865 / SEC#: 801-113413
RIA
Registered Investment Advisory firm - (6/8/2018 Approved)California
Registered Investment Advisory firm - (8/9/2018 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
7979 Ivanhoe Ave. Ste 420, La Jolla, CA 92037
Mailing Address
Phone number
(858) 551-1040
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 395 |
| AUM (Assets Under Management) | $ 167,303,690 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HAMILTON MANOR & ASSOCIATES
CRD#: 155865La Jolla, CA 92037TRUST BUT VERIFY
Monitor Keith Hamilton
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
