Edward E. Potter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Eliphalet Potter, who also goes by Ted Potter, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1986. Edward had worked at 12 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 10, 2024 - November 5, 2024
STIRLINGSHIRE INVESTMENTS
April 26, 2018 - September 27, 2022
N4 FINANCIAL, INC.
December 15, 2014 - May 9, 2016
FORESIDE FUND SERVICES, LLC
March 1, 2011 - December 31, 2012
ATHENE SECURITIES, LLC
April 5, 2006 - April 29, 2010
PINEBRIDGE SECURITIES LLC
November 4, 1997 - August 13, 2003
GOLDMAN SACHS & CO. LLC
September 25, 1991 - October 29, 1997
ESSEX NATIONAL SECURITIES, LLC
March 16, 1988 - October 15, 1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
March 16, 1988 - September 26, 1991
MONY SECURITIES CORPORATION
September 2, 1987 - February 3, 1988
ATALANTA SOSNOFF MANAGEMENT, LLC
January 28, 1987 - July 17, 1987
INVESTORS BROKERAGE SERVICES, INC.
September 24, 1986 - January 19, 1987
GREEN HILL FINANCIAL SERVICE CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STIRLINGSHIRE INVESTMENTS
CRD#: 310576 / SEC#: , 8-70616
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
