GG
Glenn R. Goldman
GOLDMAN LANCASTER
Long Beach, CA 90802
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CRD#: 1541201
GG
Professional summary
Glenn Robert Goldman, who also goes by Glenn R Goldman, is a registered financial advisor currently at GOLDMAN LANCASTER, INC. located in Long Beach, California and LPL FINANCIAL LLC located in Long Beach, California.
Glenn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Glenn has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 2, Series 6, Series 22, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Glenn R Goldman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 11/22/2004 - NON-VARIABLE INSURANCE - INSURANCE - LONG BEACH, CA
(2) 04/19/2013 - DBA ONLY - GOLDMAN LANCASTER, INC. - LONG BEACH, CA
(3) 12/04/2013 - GOLDMAN LANCASTER, INC. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 02/1994 - 112 Hours Per Month - Time Spent 70% - I provide investment advisory services through Goldman Lancaster, Inc., an independent investment advisor firm. I started this business activity in 02/1994. I expect to spend approximately 112 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Glenn Robert Goldman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 10, 2022 - Present
GOLDMAN LANCASTER, INC.
Office #1: 301 East Ocean Blvd. Suite 1150, Long Beach, CA 90802RIA
CRD#: 136134
Long Beach, CA
Current
June 17, 1997 - Present
LPL FINANCIAL LLC
Office #1: 301 E Ocean Blvd Ste 1150, Long Beach, CA 90802-8833RIA
BD
CRD#: 6413
Long Beach, CA
Past
August 28, 1997 - December 4, 2013
LPL FINANCIAL LLC
RIA
CRD#: 6413
LONG BEACH, CA
Past
June 8, 1994 - December 31, 2021
GOLDMAN LANCASTER, INC.
RIA
CRD#: 136134
LONG BEACH, CA
Past
March 15, 1993 - March 23, 1993
WS GRIFFITH SECURITIES, INC.
BD
CRD#: 10410
HARTFORD, CT
Past
July 1, 1992 - June 17, 1997
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 5496
WELLESLEY HILLS, MA
Past
February 18, 1988 - March 15, 1993
VP DISTRIBUTORS LLC
BD
CRD#: 3036
HARTFORD, CT
Past
October 7, 1986 - February 17, 1988
LINCOLN FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 145
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GL
GOLDMAN LANCASTER, INC.
GOLDMAN LANCASTER, INC.
CRD#: 136134 / SEC#: 801-78300
RIA
Registered Investment Advisory firm - (7/10/2013 Approved)California
Registered Investment Advisory firm - (8/11/2013 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/27/2024)
RR
Arizona(6/17/1997)
RR
California(6/19/1997)
IAR
California(2/10/2022)
RR
Colorado(5/5/1999)
RR
Connecticut(12/7/2023)
RR
Florida(1/19/2001)
RR
Georgia(11/10/2016)
RR
Idaho(1/13/2005)
RR
Illinois(9/25/2020)
RR
Louisiana(6/13/2012)
RR
Maine(9/10/2020)
RR
Massachusetts(6/18/2019)
RR
Michigan(1/13/2005)
RR
Minnesota(6/28/2023)
RR
Missouri(8/5/2022)
RR
Montana(6/18/2021)
RR
Nevada(6/17/1997)
RR
New Jersey(8/30/2019)
RR
New Mexico(10/17/2025)
RR
New York(8/7/2014)
RR
North Carolina(11/22/2023)
RR
North Dakota(9/25/2020)
RR
Ohio(1/4/2013)
RR
Oklahoma(10/10/2013)
RR
Oregon(1/12/2017)
RR
South Dakota(4/23/2012)
RR
Tennessee(4/5/2024)
RR
Texas(6/17/1997)
RR
Utah(4/7/1998)
RR
Virginia(1/21/2000)
RR
Washington(6/17/1997)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 2
Date: 6/8/1994
Non-Member General Securities ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
GL
GOLDMAN LANCASTER, INC.
GOLDMAN LANCASTER, INC.
CRD#: 136134 / SEC#: 801-78300
RIA
Registered Investment Advisory firm - (7/10/2013 Approved)California
Registered Investment Advisory firm - (8/11/2013 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
301 East Ocean Blvd. Suite 1150, Long Beach, CA 90802
Mailing Address
Phone number
(562) 432-0234
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 743 |
| AUM (Assets Under Management) | $ 321,125,840 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
