Richard D. Reohr
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Day Reohr was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1986. Richard had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 12, 2010 - September 23, 2016
WALL STREET FINANCIAL GROUP, INC.
November 8, 2007 - February 16, 2010
NEWBRIDGE SECURITIES CORPORATION
April 10, 2002 - November 9, 2007
STONEX SECURITIES INC.
March 9, 1992 - April 16, 2002
CAPITAL INVESTMENT GROUP, INC.
October 23, 1989 - April 4, 1992
SECURITIES SERVICE NETWORK, LLC
May 16, 1988 - August 28, 1989
FIRST AMERICA EQUITIES CORP.
October 13, 1986 - May 19, 1988
INVESTMENT BROKERS OF AMERICA
July 31, 1986 - September 24, 1986
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WALL STREET FINANCIAL GROUP, INC.
CRD#: 35830 / SEC#: 801-58292, 8-46964
Contact information
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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