Eugene M. Singer
Professional summary
Eugene Martin Singer, who also goes by Gene Singer, is a registered financial advisor currently at EMPIRE FINANCIAL MANAGEMENT COMPANY, LLC located in Holmdel, New Jersey and EMPIRE ASSET MANAGEMENT COMPANY located in Holmdel, New Jersey.
Eugene is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Eugene has worked at 4 firms and has passed the Series 63, Series 52TO, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Eugene Martin Singer's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 29, 2021 - Present
EMPIRE FINANCIAL MANAGEMENT COMPANY, LLC
Office #1: 101 Crawfords Corner Road Suite 3128, Holmdel, NJ 07733-2151June 15, 2015 - Present
EMPIRE ASSET MANAGEMENT COMPANY
Office #1: 101 Crawfords Corner Road Suite 3128, Holmdel, NJ 07733-2151September 27, 1995 - July 10, 2015
PLP CAPITAL
September 24, 1986 - October 3, 1995
FEDERATED MANAGEMENT INC.
Primary Firm SEC Registration
EMPIRE FINANCIAL MANAGEMENT COMPANY, LLC
CRD#: 146097 / SEC#: 801-106958
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/29/2015)
(6/16/2015)
(7/16/2015)
(6/29/2015)
(6/22/2015)
(6/15/2015)
(6/17/2015)
(5/23/2018)
(8/19/2022)
(7/10/2015)
(4/24/2019)
(4/24/2019)
(5/1/2019)
(6/29/2015)
(6/24/2015)
(3/29/2021)
(4/29/2019)
(3/3/2017)
(6/14/2025)
(6/16/2015)
(8/19/2022)
(6/15/2015)
(7/10/2015)
(8/18/2022)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 9/26/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
EMPIRE FINANCIAL MANAGEMENT COMPANY, LLC
CRD#: 146097 / SEC#: 801-106958
Contact information
SEC notice filing (29 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 983 |
| AUM (Assets Under Management) | $ 706,000,000 |
Red Flags
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