Andrew Vissicchio
Professional summary
Andrew Vissicchio III, who also goes by Andrew J VIssicchio, Andy Vissicchio III, is a registered financial professional currently at TRADITION SECURITIES AND DERIVATIVES LLC located in Boca Raton, Florida.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 1988. Andrew has worked at 8 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew Vissicchio III's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 3, 2012 - Present
TRADITION SECURITIES AND DERIVATIVES LLC
December 2, 2008 - October 22, 2009
MOMENTUM TRADING PARTNERS, LLC
October 19, 2007 - August 26, 2008
CREDIT AGRICOLE SECURITIES (USA) INC.
May 6, 2005 - November 21, 2005
FM PARTNERS HOLDINGS LLC
April 1, 1998 - May 10, 2005
LAZARD FRERES & CO. LLC
April 6, 1992 - April 1, 1998
UBS SECURITIES LLC
October 19, 1990 - January 31, 1992
OPPENHEIMER & CO. INC.
October 19, 1988 - November 2, 1990
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/29/2021)
(3/19/2013)
Exams
Series 55
Date: 12/20/2007
Limited Representative-Equity Trader ExamFINRA
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
TRADITION SECURITIES AND DERIVATIVES LLC
CRD#: 28269 / SEC#: , 8-43559
Contact information
FINRA licenses (44 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRADITION AMERICA HOLDINGS INC. ("TAH") | MEMBER | |
| BACCALA, RAYMOND CHARLES | PRESIDENT | 1000495 |
| BRISEBOIS, FRANCOIS | MANAGER | 6613329 |
| GANGI, JOHN JOSEPH | PRINCIPAL FINANCIAL OFFICER | 2909843 |
| LEIBOWITZ, MICHAEL SAUL MR. | MANAGER | 5187937 |
| MARTUSCELLO, MICHAEL HENRY II | CHIEF COMPLIANCE OFFICER - FIXED INCOME | 5359170 |
| MEROLA, DAVID SCOTT | CHIEF COMPLIANCE OFFICER - EQUITIES/OPTIONS | 3154976 |
| RICCIARDI, JUDITH ANN | MANAGER, CHIEF FINANCIAL OFFICER, SECRETARY, TREASURER, FINOP, PRINCIPAL OPERATIONS OFFICER | 2260346 |
| ROSENSHEIN, LARRY NMN | MANAGER | 1534635 |
| WOSTYN, WILLIAM PIERRE | MANAGER | 5608164 |
Disclosures
| Regulatory Event | 32 |
Red Flags
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