Robert Mcmullin
Professional summary
Robert Mcmullin is a registered financial professional currently at GARDEN STATE SECURITIES, INC. located in Red Bank, New Jersey.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1986. Robert has worked at 11 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 6 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Mcmullin's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 18, 2024 - Present
GARDEN STATE SECURITIES, INC.
Office #1: 328 Newman Springs Road, Red Bank, NJ 07701June 7, 2024 - June 25, 2024
FINANCIAL NORTHEASTERN SECURITIES, INC.
March 9, 2017 - May 31, 2024
GARDEN STATE SECURITIES, INC.
March 16, 2011 - October 5, 2016
ARCOLA SECURITIES, INC.
August 11, 2006 - November 13, 2009
HAPOALIM SECURITIES USA, INC.
July 28, 2004 - June 30, 2005
PERSHING LLC
April 17, 1996 - July 29, 2004
PERSHING ADVISOR SOLUTIONS LLC
July 24, 1992 - April 24, 1996
UJB DISCOUNT BROKERAGE CO.
August 27, 1990 - August 3, 1992
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
August 27, 1990 - August 3, 1992
EQUITABLE ADVISORS, LLC
August 11, 1988 - August 21, 1990
PRUDENTIAL EQUITY GROUP, LLC
September 9, 1986 - June 7, 1988
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/18/2024)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 4/7/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
GARDEN STATE SECURITIES, INC.
CRD#: 10083 / SEC#: , 8-25790
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMBROSINO, RAYMOND EDWARD | DIRECTOR/SHAREHOLDER | 2070784 |
| DEROSA, KEVIN JOHN | DIRECTOR/SHAREHOLDER | 2314895 |
| PERROTTO, LOUIS LUCKY JR | DIRECTOR/SHAREHOLDER/CHIEF EXECUTIVE OFFICER | 3053498 |
| SARI, SCOTT HENRY | DIRECTOR/SHAREHOLDER | 2226426 |
| MALONE, PATRICK ANTHONY | CHIEF SUPERVISORY OFFICER | 2143703 |
| MCMULLIN, ROBERT | CHIEF FINANCIAL OFFICER | 1540045 |
| TRIGILI, STEVEN DAVID | CHIEF COMPLIANCE OFFICER | 2232496 |
Disclosures
| Regulatory Event | 24 |
| Arbitration | 3 |
Red Flags
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