Mark B. Bentley

BTS ASSET MANAGEMENT

Lincoln, MA 01773

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CRD#: 1539912

Professional summary

Mark Byron Bentley is a registered financial advisor currently at BTS ASSET MANAGEMENT, INC. located in Lincoln, Massachusetts and BTS SECURITIES CORPORATION located in Lincoln, Massachusetts.

Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Mark has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Byron Bentley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 24, 2014 - Present

BTS ASSET MANAGEMENT, INC.

Office #1: 55 Old Bedford Road Suite 203, Lincoln, MA 01773

RIA

CRD#: 105215

Lincoln, MA

Current

January 28, 2014 - Present

BTS SECURITIES CORPORATION

Office #1: 55 Old Bedford Road Suite 203, Lincoln, MA 01773

CRD#: 8328

Lincoln, MA

Past

July 14, 2011 - February 15, 2012

OLD MUTUAL CAPITAL

RIA

CRD#: 131405

BOSTON, MA

Past

November 13, 2009 - February 15, 2012

OLD MUTUAL INVESTMENT PARTNERS

CRD#: 44916

BOSTON, MA

Past

February 10, 2009 - November 6, 2009

RYDEX ADVISORY SERVICES, LLC

RIA

CRD#: 132735

ROCKVILLE, MD

Past

August 30, 1996 - November 6, 2009

GUGGENHEIM DISTRIBUTORS, LLC

CRD#: 40805

ROCKVILLE, MD

Past

August 9, 1995 - January 28, 1997

BNY MELLON SECURITIES CORPORATION

CRD#: 231

NEW YORK, NY

Past

February 17, 1995 - August 1, 1995

ASCENSUS BROKER DEALER SERVICES, LLC

CRD#: 36478

NEWTON, MA

Past

May 17, 1993 - February 9, 1995

FUNDS DISTRIBUTOR, LLC

CRD#: 7174

PORTLAND, ME

Past

June 26, 1987 - December 21, 1992

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BTS ASSET MANAGEMENT, INC.

BTS ASSET MANAGEMENT INC | BTS ASSET MANAGEMENT, INC.

CRD#: 105215 / SEC#: 801-14895

RIA

Registered Investment Advisory firm - (10/25/1979 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Massachusetts
(1/28/2014)

IAR

Massachusetts
(2/24/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/4/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/29/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/20/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/9/2010

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

BTS ASSET MANAGEMENT, INC.

BTS ASSET MANAGEMENT INC | BTS ASSET MANAGEMENT, INC.

CRD#: 105215 / SEC#: 801-14895

RIA

Registered Investment Advisory firm - (10/25/1979 Approved)

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Contact information

Main Address

55 Old Bedford Road Suite 203, Lincoln, MA 01773

Mailing Address

Phone number

(781) 863-2545

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (50 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BTS ADV PART 2A & 2B (11/25/2025)

Regulatory assets under management

Total Number of Accounts	590
AUM (Assets Under Management)	$ 188,801,492

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark B. Bentley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Byron Bentley's CRS (Customer Relationship Summary).

Certified licenses

Experience

BTS SECURITIES CORPORATION

OLD MUTUAL CAPITAL

OLD MUTUAL INVESTMENT PARTNERS

RYDEX ADVISORY SERVICES, LLC

GUGGENHEIM DISTRIBUTORS, LLC

BNY MELLON SECURITIES CORPORATION

ASCENSUS BROKER DEALER SERVICES, LLC

FUNDS DISTRIBUTOR, LLC

NEW ENGLAND SECURITIES

Primary Firm SEC Registration

BTS ASSET MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/4/2009

Series 63

Date: 4/29/1994

SIE

Date: 10/1/2018

Series 7

Date: 6/20/1987

Series 24

Date: 4/9/2010

FINRA

Current Firm

BTS ASSET MANAGEMENT, INC.

Contact information

SEC notice filing (50 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BTS ASSET MANAGEMENT, INC.

TRUST BUT VERIFY

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