Eric J. Sanborn
Professional summary
Eric Jason Sanborn is a registered financial advisor currently at ON TRACK FINANCIAL LLC located in Concord, New Hampshire and PURSHE KAPLAN STERLING INVESTMENTS located in Canterbury, New Hampshire.
Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Eric has worked at 12 firms and has passed the Series 63, Series 65, Series 99TO, SIE, Series 6, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Eric Jason Sanborn's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2003 - Present
ON TRACK FINANCIAL LLC
Office #1: 1 Eagle Square Ste 512, Concord, NH 03301September 16, 2016 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 156 West Road, Canterbury, NH 03224October 13, 2015 - September 15, 2016
INVESTORS CAPITAL CORP.
November 13, 2014 - September 15, 2016
INVESTORS CAPITAL CORP.
July 18, 2014 - July 21, 2014
INVESTORS CAPITAL CORP.
October 29, 2002 - July 7, 2004
ESSENTIAL PLANNING, LLC
February 24, 1997 - April 15, 1999
FIS SECURITIES, INC.
January 2, 1996 - February 24, 1997
CONSECO SECURITIES, INC.
May 30, 1995 - December 31, 1995
FORESIDE FUNDS DISTRIBUTORS LLC
November 9, 1992 - June 16, 1995
G. R. PHELPS & CO., INC.
May 18, 1990 - October 16, 1992
METROPOLITAN LIFE INSURANCE COMPANY
May 18, 1990 - October 16, 1992
MSI FINANCIAL SERVICES, INC.
June 8, 1988 - January 22, 1990
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
June 8, 1988 - January 22, 1990
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/14/2018)
(9/13/2011)
(9/16/2016)
(1/3/2003)
(11/21/2016)
(11/21/2016)
(1/10/2003)
(9/16/2016)
(9/16/2016)
(5/22/2003)
(9/16/2016)
(11/21/2016)
(8/11/2022)
(9/16/2016)
(4/19/2023)
(6/6/2023)
(4/28/2017)
(7/2/2024)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
ON TRACK FINANCIAL LLC
CRD#: 120542 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 145 |
| AUM (Assets Under Management) | $ 78,000,000 |
Red Flags
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Company Information
ON TRACK FINANCIAL LLC
CRD#: 120542Concord, NH 03301TRUST BUT VERIFY
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