Michael B. Johnson
Professional summary
Michael Bland Johnson, who also goes by Mike Johnson, is a registered financial advisor currently at OSAIC WEALTH, INC. located in Lewes, Delaware.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Michael has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Bland Johnson's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Michael Bland Johnson's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 19, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 404-a East Savannah Road, Lewes, DE 19958Office #2: 13 Bridgeville Road, Georgetown, DE 19947January 19, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 404-a East Savannah Road, Lewes, DE 19958Office #2: 13 Bridgeville Road, Georgetown, DE 19947March 1, 2019 - January 19, 2024
WOODBURY FINANCIAL SERVICES, INC.
March 1, 2019 - January 19, 2024
WOODBURY FINANCIAL SERVICES, INC.
January 6, 2005 - March 1, 2019
QUESTAR ASSET MANAGEMENT, INC.
July 26, 1999 - December 31, 2005
QUESTAR CAPITAL CORPORATION
July 21, 1999 - March 1, 2019
QUESTAR CAPITAL CORPORATION
February 20, 1998 - July 20, 1999
SUNAMERICA SECURITIES, INC.
September 10, 1993 - February 19, 1998
SECURITIES AMERICA, INC.
April 23, 1992 - September 13, 1993
NEW ENGLAND SECURITIES
May 11, 1987 - December 20, 1991
NEW ENGLAND SECURITIES
July 29, 1986 - May 18, 1987
MSI FINANCIAL SERVICES, INC.
July 28, 1986 - May 8, 1987
METROPOLITAN LIFE INSURANCE COMPANY
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
OSAIC WEALTH, INC.
CRD#: 23131Lewes, DE 19958TRUST BUT VERIFY
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