KR
Karen F. Reynolds
HIGHTOWER SECURITIES
Chicago, IL 60606
Some features on this profile are disabled
CRD#: 1538832
KR
Professional summary
Karen Frances Reynolds, who also goes by Karen Frances Lang, Karen Lang Reynolds, is a registered financial professional currently at HIGHTOWER SECURITIES, LLC located in Chicago, Illinois.
Karen is registered as a RR (Registered Representative) and started their career in finance in 1987. Karen has worked at 4 firms and has passed the Series 63, Series 65, Series 99TO, Series 79TO, SIE, Series 7, Series 24, Series 8 and Series 4 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Karen Frances Lang | Karen Lang Reynolds
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Karen Frances Reynolds's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 27, 2016 - Present
HIGHTOWER SECURITIES, LLC
Office #1: 200 West Madison Street Suite 2500, Chicago, IL 60606BD
CRD#: 116681
Chicago, IL
Past
March 5, 2007 - August 18, 2015
INLAND SECURITIES CORPORATION
BD
CRD#: 15807
OAK BROOK, IL
Past
October 20, 2004 - February 28, 2007
CORRELL CO. INVESTMENT SERVICES CORP.
BD
CRD#: 38995
HICKORY HILLS, IL
Past
September 24, 1987 - November 19, 2001
QUICK & REILLY, INC.
BD
CRD#: 11217
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/23/2025)
RR
Alaska(5/23/2025)
RR
Arizona(5/23/2025)
RR
Arkansas(5/23/2025)
RR
California(5/23/2025)
RR
Colorado(5/23/2025)
RR
Connecticut(5/23/2025)
RR
Delaware(5/23/2025)
RR
District of Columbia(5/23/2025)
RR
Florida(5/23/2025)
RR
Georgia(5/23/2025)
RR
Hawaii(5/23/2025)
RR
Idaho(5/23/2025)
RR
Illinois(6/27/2016)
RR
Indiana(5/23/2025)
RR
Iowa(5/23/2025)
RR
Kansas(5/23/2025)
RR
Kentucky(5/23/2025)
RR
Louisiana(5/23/2025)
RR
Maine(5/23/2025)
RR
Maryland(5/23/2025)
RR
Massachusetts(5/23/2025)
RR
Michigan(5/23/2025)
RR
Minnesota(5/23/2025)
RR
Mississippi(5/23/2025)
RR
Missouri(5/23/2025)
RR
Montana(5/23/2025)
RR
Nebraska(5/23/2025)
RR
Nevada(5/23/2025)
RR
New Hampshire(5/23/2025)
RR
New Jersey(5/23/2025)
RR
New Mexico(5/23/2025)
RR
New York(5/23/2025)
RR
North Carolina(5/23/2025)
RR
North Dakota(5/23/2025)
RR
Ohio(5/23/2025)
RR
Oklahoma(5/23/2025)
RR
Oregon(5/23/2025)
RR
Pennsylvania(5/23/2025)
RR
Puerto Rico(5/23/2025)
RR
Rhode Island(5/23/2025)
RR
South Carolina(5/23/2025)
RR
South Dakota(5/23/2025)
RR
Tennessee(5/23/2025)
RR
Texas(5/23/2025)
RR
Utah(5/23/2025)
RR
Vermont(5/23/2025)
RR
Virgin Islands(5/23/2025)
RR
Virginia(5/23/2025)
RR
Washington(5/23/2025)
RR
West Virginia(5/23/2025)
RR
Wisconsin(5/23/2025)
RR
Wyoming(5/23/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 11/11/1996
General Securities Sales Supervisor Examination (Options Module & General Module)Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
HS
HIGHTOWER SECURITIES, LLC
CCM EQUITIES, LLC | UNITED FIDUCIARY SECURITIES, LLC | HIGHTOWER SECURITIES, LLC
CRD#: 116681 / SEC#: , 8-53560
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
200 West Madison Street Suite 2500, Chicago, IL 60606-3414
Mailing Address
200 West Madison Street Suite 2500, Chicago, IL 60606-3414
Phone number
(312) 962-3800
Established
Illinois since 06/28/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HIGHTOWER HOLDING, LLC | PARENT COMPANY | |
| BESSO, DOUGLAS JOSEPH | CTO | 1530829 |
| COVIELLO, BARRY ANTHONY | EXECUTIVE DIRECTOR, NATIONAL FIELD SUPERVISION | 1813688 |
| GRAY, KENDRA | MUNICIPAL PRINCIPAL | 4388082 |
| GRAY, KENDRA | CHIEF COMPLIANCE OFFICER | 4388082 |
| KARL, MATTHEW JAMES | PRINCIPAL FINANCIAL OFFICER (PFO) & FINOP | 5361093 |
| SMITH, SCOTT DAVID | CHIEF EXECUTIVE OFFICER | 2523535 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
