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WD

Warren T. Dekinder

STAR MOUNTAIN ADVISORS
NEW YORK, NY 10017
Some features on this profile are disabled
CRD#: 1538815
WD

Professional summary


Warren Trent Dekinder, who also goes by Warren T Dekinder, is a registered financial professional currently at STAR MOUNTAIN ADVISORS, LLC located in New York, New York.

Warren is registered as a RR (Registered Representative) and started their career in finance in 1986. Warren has worked at 11 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 6 and Series 2 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Warren T Dekinder

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Warren Trent Dekinder's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 26, 2024 - Present

STAR MOUNTAIN ADVISORS, LLC

Office #1: 2 Grand Central Tower 140 East 45th Street 30th Floor, Suite 30a, New York, NY, 10017
BD
CRD#: 153505
NEW YORK, NY
Past

April 16, 2010 - December 31, 2023

INTECH

RIA
CRD#: 119232
WEST PALM BEACH, FL
Past

April 12, 2010 - April 6, 2022

JANUS HENDERSON DISTRIBUTORS US LLC

BD
CRD#: 28832
DENVER, CO
Past

February 22, 2010 - April 13, 2010

ING INVESTMENT MANAGEMENT SERVICES LLC

BD
CRD#: 21644
NEW YORK, NY
Past

April 7, 2009 - April 13, 2010

VOYA INVESTMENT MANAGEMENT CO. LLC

RIA
CRD#: 106494
NEW YORK, NY
Past

April 7, 2009 - January 12, 2010

VOYA INVESTMENTS DISTRIBUTOR, LLC

BD
CRD#: 37886
PROSPER, TX
Past

July 7, 2004 - April 7, 2009

VOYA INVESTMENT MANAGEMENT CO. LLC

RIA
CRD#: 106494
PROSPER, TX
Past

June 11, 2002 - July 8, 2004

FURMAN SELZ CAPITAL MANAGEMENT LLC

RIA
CRD#: 105721
PLANO, TX
Past

August 15, 2001 - April 7, 2009

ING INVESTMENT MANAGEMENT SERVICES LLC

BD
CRD#: 21644
NEW YORK, NY
Past

October 14, 1999 - September 6, 2001

ALLIANCEBERNSTEIN INVESTMENTS, INC.

BD
CRD#: 14549
NASHVILLE, TN
Past

March 19, 1999 - October 12, 1999

W&S BROKERAGE SERVICES, INC.

BD
CRD#: 8099
CINCINNATI, OH
Past

February 6, 1997 - December 31, 1998

FPS BROKER SERVICES, INC.

BD
CRD#: 25065
KING OF PRUSSIA, PA
Past

October 2, 1986 - November 17, 1988

SIGNATOR INVESTORS, INC.

BD
CRD#: 468

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(2/27/2024)

Exams


State Security Law Exam
RR
Series 63
Date: 3/30/1995
Uniform Securities Agent State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 2
Date: 1/9/1994
Non-Member General Securities Examination
SRO Registrations
RR
FINRA

Current Firm


SM
STAR MOUNTAIN ADVISORS, LLC
CADWYN POINT PARTNERS LLC | STAR MOUNTAIN ADVISORS, LLC

CRD#: 153505 / SEC#: , 8-68541

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
2 Grand Central Tower 140 East 45th Street 30th Floor, Suite 30a, New York, NY, 10017
Mailing Address
2 Grand Central Tower 140 East 5th Street 30th Floor, Suite 30a, New York, NY, 10017
Phone number
(646) 787-0257
Established
Delaware since 10/12/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (13 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
STAR MOUNTAIN HOLDINGS, LPOWNER OF STAR MOUNTAIN ADVISORS LLC
BACH, KRISTINAFINOP/CFO4281682
ERICSON, AUSTIN SHAWNCCO7658879
POLIS, JOHN WILLIAMPRESIDENT/CEO5130204

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


STAR MOUNTAIN ADVISORS, LLC

CRD#: 153505New York, NY 10017

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Contact information


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