Derek K. Garner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Derek K Garner, who also goes by Derek Kent Garner, Ernest Kent Garner, was a registered financial professional .
Derek is a previously registered financial professional and started their career in finance in 1990. Derek had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 6, 2006 - November 3, 2014
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC
December 5, 2006 - November 3, 2014
J.P. TURNER & COMPANY, L.L.C.
July 31, 2002 - January 5, 2005
CHARLES SCHWAB & CO., INC.
April 1, 2002 - January 5, 2005
CHARLES SCHWAB & CO., INC.
June 13, 2000 - February 15, 2002
PNC BROKERAGE CORP
January 28, 1994 - June 5, 2000
FIRST MONTAUK SECURITIES CORP.
July 28, 1992 - February 9, 1994
REICH & CO., INC.
October 7, 1991 - August 3, 1992
DONALD & CO. SECURITIES INC.
July 30, 1990 - October 8, 1991
H.J. MEYERS & CO., INC.
May 22, 1990 - July 9, 1990
FIRST MONTAUK SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC
CRD#: 124446 / SEC#: 801-67970
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
