Adam J. Cabibi

LADENBURG THALMANN ASSET MANAGEMENT

Norcross, GA 30092

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CRD#: 1537472

Professional summary

Adam Joseph Cabibi is a registered financial advisor currently at LADENBURG THALMANN ASSET MANAGEMENT INC located in Norcross, Georgia and LADENBURG THALMANN & CO. INC. located in Norcross, Georgia.

Adam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Adam has worked at 12 firms and has passed the Series 65, Series 63, Series 79TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ICON ASSET MANAGEMENT, SINGLE MAN LLC, USED FOR PERSONAL BUSINESS EXPENSES, LESS THAN 1 % OF TIME, OWNER, SHELL LLC, 2005 - PRESENT VisionQuest Capital LLC; Inactive currently/ established for investments; Zero hrs currently; Established 5/2013- formerly Epic Advisers LLC

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Joseph Cabibi's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 25, 2024 - Present

LADENBURG THALMANN ASSET MANAGEMENT INC

Office #1: 3295 River Exchange Dr Suite 115, Norcross, GA 30092

RIA

CRD#: 108604

Norcross, GA

Current

July 22, 2024 - Present

LADENBURG THALMANN & CO. INC.

Office #1: 3295 River Exchange Dr., Ste. 574, Norcross, GA 30092

CRD#: 505

Norcross, GA

Past

March 10, 2017 - August 5, 2024

CARTER, TERRY & COMPANY, INC.

RIA

CRD#: 16365

ATLANTA, GA

Past

June 11, 2012 - August 5, 2024

CARTER, TERRY & COMPANY, INC.

CRD#: 16365

ATLANTA, GA

Past

January 25, 2012 - June 7, 2012

L.M. KOHN & COMPANY

RIA

CRD#: 27913

ATLANTA, GA

Past

January 10, 2012 - June 7, 2012

L.M. KOHN & COMPANY

CRD#: 27913

ATLANTA, GA

Past

January 13, 2011 - January 25, 2012

MIDSOUTH CAPITAL, INC.

RIA

CRD#: 35039

ATLANTA, GA

Past

July 11, 2005 - December 31, 2010

MIDSOUTH CAPITAL, INC.

RIA

CRD#: 35039

ATLANTA, GA

Past

July 5, 2005 - February 27, 2012

MIDSOUTH CAPITAL, INC.

CRD#: 35039

ATLANTA, GA

Past

January 6, 2005 - July 5, 2005

DEUTSCHE BANK SECURITIES INC.

RIA

CRD#: 2525

ATLANTA, GA

Past

January 13, 2001 - July 5, 2005

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

February 5, 1999 - January 13, 2001

DB ALEX. BROWN LLC

CRD#: 17790

BALTIMORE, MD

Past

January 24, 1989 - February 5, 1999

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

September 8, 1987 - January 28, 1989

MARSHALL & CO. SECURITIES, INC.

CRD#: 17942

Past

March 30, 1987 - August 1, 1987

BLACKSTOCK & LANDSTREET, INC.

CRD#: 14227

Past

January 2, 1987 - March 25, 1987

J. W. GANT & ASSOCIATES, INC.

CRD#: 7963

Past

August 21, 1986 - January 2, 1987

MICHELIN AND COMPANY, INC.

CRD#: 14447

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LADENBURG THALMANN ASSET MANAGEMENT INC

GORDON WEALTH | THE CUNDY GROUP | THE BRESLIN GROUP | LADENBURG THALMANN ASSET MANAGEMENT INC

CRD#: 108604 / SEC#: 801-54909

RIA

Registered Investment Advisory firm - (10/16/1997 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(7/22/2024)

Florida
(7/22/2024)

Georgia
(7/22/2024)

IAR

Georgia
(7/25/2024)

Illinois
(1/2/2025)

IAR

New York
(7/25/2024)

New York
(1/2/2025)

Texas
(1/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/10/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/21/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/16/1986

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

NYSE American LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

NYSE Texas, Inc.

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

Current Firm

LADENBURG THALMANN ASSET MANAGEMENT INC

GORDON WEALTH | THE CUNDY GROUP | THE BRESLIN GROUP | LADENBURG THALMANN ASSET MANAGEMENT INC

CRD#: 108604 / SEC#: 801-54909

RIA

Registered Investment Advisory firm - (10/16/1997 Approved)

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Contact information

Main Address

640 Fifth Avenue 4th Fl., New York, NY 10019

Mailing Address

Phone number

(800) 995-5267

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LADENBURG THALMANN ASSET MANAGEMENT INC - LADENBURG ASSET MANAGEMENT PROGRAM - MANAGED ANNUITIES (9/15/2025)

PLAN SPONSOR & PLAN PARTICIPANT SERVICES BROCHURE (9/15/2025)

LADENBURG THALMANN ASSET MANAGEMENT INC - PRIVATE INVESTMENT MANAGEMENT (PIM) WRAP FEE BROCHURE (9/15/2025)

$YMBIL PROGRAM BROCHURE (9/15/2025)

LADENBURG THALMANN ASSET MANAGEMENT INC - FORM ADV PART 2A - FIRM BROCHURE (9/15/2025)

LADENBURG THALMANN ASSET MANAGEMENT INC - ARCHITECT WRAP FEE BROCHURE (9/15/2025)

LADENBURG THALMANN ASSET MANAGEMENT INC - INVESTMENT CONSULTANT SERVICES (ICS) WRAP FEE BROCHURE (9/15/2025)

LADENBURG THALMANN ASSET MANAGEMENT INC - LADENBURG ASSET MANAGEMENT PROGRAM (LAMP) WRAP FEE BROCHURE (9/15/2025)

Regulatory assets under management

Total Number of Accounts	3,334
AUM (Assets Under Management)	$ 5,611,078,759

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Adam J. Cabibi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Joseph Cabibi's CRS (Customer Relationship Summary).

Certified licenses

Experience

LADENBURG THALMANN & CO. INC.

CARTER, TERRY & COMPANY, INC.

CARTER, TERRY & COMPANY, INC.

L.M. KOHN & COMPANY

L.M. KOHN & COMPANY

MIDSOUTH CAPITAL, INC.

MIDSOUTH CAPITAL, INC.

MIDSOUTH CAPITAL, INC.

DEUTSCHE BANK SECURITIES INC.

DEUTSCHE BANK SECURITIES INC.

DB ALEX. BROWN LLC

J.P. MORGAN SECURITIES LLC

MARSHALL & CO. SECURITIES, INC.

BLACKSTOCK & LANDSTREET, INC.

J. W. GANT & ASSOCIATES, INC.

MICHELIN AND COMPANY, INC.

Primary Firm SEC Registration

LADENBURG THALMANN ASSET MANAGEMENT INC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/10/2001

Series 63

Date: 8/21/1986

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 8/16/1986

FINRA

NYSE American LLC

NYSE Arca, Inc.

NYSE Texas, Inc.

Nasdaq Stock Market

New York Stock Exchange

Current Firm

LADENBURG THALMANN ASSET MANAGEMENT INC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LADENBURG THALMANN ASSET MANAGEMENT INC

TRUST BUT VERIFY

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