Von R. Jaymes

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CRD#: 1537451

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Von Richard Jaymes, AIF® was a registered financial professional .

Von is a previously registered financial professional and started their career in finance in 1987. Von had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) CAPITAL AREA CHAPTER OF CENTRAL PA FOOTBALL OFFICIAL; (2) FIXED INSURANCE PRODUCTS - LIFE AND ANNUITIES; (3) NAME OF OTHER BUSINESS: DBA ORRSTOWN FINANCIAL ADVISORS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: BANK POSITION/TITLE/RELATIONSHIP: REG REPRESENTATIVE START DATE: 10/2015 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: INVESTMENTS (4) NAME OF OTHER BUSINESS: OLD TOWN RUN MOUNTAIN LODGE INVESTMENT RELATED: NO ADDRESS: 699 BALTIMORE PIKE, GARDNERS, PA 17234 NATURE OF BUSINESS: HUNTING FISHING LODGE START DATE: 7/2013 POSITION/TITLE/RELATIONSHIP: TREASURER APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: BANK ACCOUNT - 3 SIGNATURES REQUIRED (5) NAME OF OTHER BUSINESS: OTTERBEIN UNITED METHODIST CHURCH INVESTMENT RELATED: NO ADDRESS: 647 FORGE RD, CARLISLE, PA 17015 NATURE OF BUSINESS: RELIGIOUS START DATE: 01/2011 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: CHAIRMAN OF FINANCE COMMITTEE

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Past

June 29, 2023 - December 2, 2024

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

NEWPORT, PA

Past

August 16, 2017 - August 17, 2020

WHEATLAND ADVISORS INC

RIA

CRD#: 105026

Carlisle, PA

Past

September 19, 2007 - June 29, 2023

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

NEWPORT, PA

Past

August 22, 2007 - December 2, 2024

CETERA WEALTH SERVICES, LLC

CRD#: 13572

NEWPORT, PA

Past

December 21, 2006 - August 24, 2007

CADARET, GRANT & CO., INC.

CRD#: 10641

SYRACUSE, NY

Past

May 17, 1993 - December 31, 1995

CADARET, GRANT & CO., INC.

CRD#: 10641

SYRACUSE, NY

Past

September 17, 1992 - May 21, 1993

INVESTORS BROKERAGE SERVICES, INC.

CRD#: 4257

ELGIN, IL

Past

October 20, 1987 - March 23, 1992

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/5/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/26/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/20/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/19/1987

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Von R. Jaymes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

WHEATLAND ADVISORS INC

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

CADARET, GRANT & CO., INC.

CADARET, GRANT & CO., INC.

INVESTORS BROKERAGE SERVICES, INC.

PFS INVESTMENTS INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/5/2007

Series 63

Date: 3/26/2007

SIE

Date: 10/1/2018

Series 7

Date: 12/20/2006

Series 6

Date: 10/19/1987

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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