SK
Scott Kine
ON INVESTMENT MANAGEMENT CO
Spokane, WA 99208
Some features on this profile are disabled
CRD#: 1537254
SK
Professional summary
Scott Kine is a registered financial advisor currently at ON INVESTMENT MANAGEMENT CO located in Spokane, Washington and THE O.N. EQUITY SALES COMPANY located in Spokane, Washington.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Scott has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Shadle Park High School Varsity Fast Pitch; 4327 N Ash Street Spokane WA 99205; not investment related; Varsity Fast Pitch Assistant Coach; 02/2016-present; 02/2016-present; 20 hours/month (0 during market hours); assistant coach for 3 months of the year spring quarter. 2) Sherwood Beach Properties LLC; not investment related; 276 Sherwood Beach Road Coolin ID 83821l; Personal Real Estate property in trust; President; 06/2010-present; 20 hours/month(0 during market hours); personal real estate. 3) Priest Lake Golf Course Estate LLC; not investment related; 768 Fairway Drive Priest Lake, ID 83856; Rental Property; owner; 06/2010-present; 10 hour/month; property management. 4) Luby Baby Properties LLC; not investment related; 941 Luby Bay Road. Priest Lake ID 83856; Rental Property; president; 07/2013-present; 5 hours/month (0 during market hours); property management. 5) Isagenix Inc.; not investment related; 2225 S Price Road; handler AZ 85248; health products; independent product use; 07/2013-present; 1 hour/month (0 during market hours); health product. 6) Insurance Sales; investment related; 3010 W. Alison Avenue Spokane WA 99201; 06/2012-present; 30/hours/month (30 during market hours); LTC life, disability, annuities, health through various carriers.
CRS (Client Relationship Summary) - RIA
Click below to view Scott Kine's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 3, 2017 - Present
ON INVESTMENT MANAGEMENT CO
Office #1: 3010 W. Alison, Spokane, WA 99208RIA
CRD#: 105662
Spokane, WA
Current
January 3, 2017 - Present
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
SPOKANE, WA
Past
February 24, 2012 - December 31, 2016
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
SPOKANE, WA
Past
November 13, 1986 - December 31, 2016
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
SPOKANE, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/3/2017)
IAR
Arizona(1/5/2017)
RR
California(1/3/2017)
IAR
California(1/3/2025)
RR
Colorado(1/3/2017)
IAR
Colorado(1/3/2017)
RR
Florida(8/27/2019)
IAR
Florida(1/11/2023)
RR
Georgia(1/3/2017)
IAR
Georgia(1/31/2017)
RR
Idaho(1/3/2017)
IAR
Idaho(1/6/2017)
RR
Minnesota(8/10/2023)
IAR
Minnesota(8/10/2023)
RR
Nevada(1/3/2025)
IAR
Nevada(1/3/2025)
RR
Oregon(1/3/2017)
IAR
Oregon(1/19/2017)
RR
Washington(1/3/2017)
IAR
Washington(1/3/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Financial Way, Cincinnati, OH 45242
Mailing Address
P.o. Box 371, Cincinnati, OH 45201-0371
Phone number
(855) 262-0913
Established
Firm type
Fiscal year end
# of Employees
3,193
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
