Anthony J. Polini
Professional summary
Anthony John Polini, who also goes by Anthony J Polini, Anthony Polini, is a registered financial professional currently at AMERICAN CAPITAL PARTNERS, LLC located in Hauppauge, New York.
Anthony is registered as a RR (Registered Representative) and started their career in finance in 1988. Anthony has worked at 11 firms and has passed the Series 63, SIE, Series 87, Series 86, Series 16, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anthony John Polini's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 12, 2015 - Present
AMERICAN CAPITAL PARTNERS, LLC
Office #1: 205 Oser Ave, Hauppauge, NY 11788October 1, 2007 - January 12, 2015
RAYMOND JAMES & ASSOCIATES, INC.
September 19, 2006 - October 1, 2007
SOLEIL SECURITIES CORPORATION
March 31, 2006 - September 19, 2006
BREAN CAPITAL, LLC
March 8, 2006 - March 30, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 29, 2005 - March 8, 2006
ADVEST, INC.
May 13, 2003 - May 2, 2005
FTN EQUITY CAPITAL MARKETS CORP.
May 1, 2003 - June 12, 2003
FHN FINANCIAL SECURITIES CORP.
December 17, 2002 - April 30, 2003
FHN FINANCIAL SECURITIES CORP.
May 1, 1995 - December 18, 2002
ADVEST, INC.
February 18, 1993 - April 13, 1995
INTESA SANPAOLO IMI SECURITIES CORP.
June 12, 1989 - January 19, 1993
A. G. EDWARDS & SONS, INC.
November 23, 1988 - June 27, 1989
OPPENHEIMER & CO. INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/12/2015)
(1/12/2015)
Exams
FINRA
Nasdaq Stock Market
Current Firm
AMERICAN CAPITAL PARTNERS, LLC
CRD#: 119249 / SEC#: , 8-65165
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 2 |
Red Flags
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