John V. Thompson
Professional summary
John Vincent Thompson, who also goes by John VIncent Thompson Jr, John V Thompson, is a registered financial professional currently at FORESIDE FUNDS DISTRIBUTORS LLC located in Newtown, Pennsylvania.
John is registered as a RR (Registered Representative) and started their career in finance in 1986. John has worked at 9 firms and has passed the Series 65, Series 63, Series 3, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Vincent Thompson's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 25, 2025 - Present
FORESIDE FUNDS DISTRIBUTORS LLC
Office #1: 405 South State Street, Newtown, PA 18940January 4, 2023 - April 25, 2025
FORESIDE FUND SERVICES, LLC
February 19, 2021 - December 31, 2022
DISTRIBUTION SERVICES, LLC
December 12, 2018 - December 31, 2020
FORESIDE FINANCIAL SERVICES, LLC
July 12, 2006 - March 13, 2017
ALPS DISTRIBUTORS, INC.
December 11, 2002 - September 12, 2005
CITCO MUTUAL FUND DISTRIBUTORS, INC.
May 29, 2002 - October 30, 2002
FIRST MONTAUK SECURITIES CORP.
March 19, 1999 - July 20, 2000
FIRST MONTAUK SECURITIES CORP.
October 23, 1995 - March 27, 1997
FIRST MONTAUK SECURITIES CORP.
January 20, 1989 - December 31, 1993
CROSSMARK DISTRIBUTORS, INC.
August 21, 1986 - November 30, 1988
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/25/2025)
Exams
FINRA
Current Firm
FORESIDE FUNDS DISTRIBUTORS LLC
CRD#: 31334 / SEC#: , 8-45467
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS LLC | DIRECTOR OWNER/SOLE MEMBER | |
| BRUNNER, JENNIFER ANNE | VP/CHIEF COMPLIANCE OFFICER | 1137783 |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
